Rule 15Bc-3-1, 17 CFR 240.15bc3-1; Withdrawal from Registration of Municipal Securities Dealers and Form MSDW

ICR 200107-3235-001

OMB: 3235-0087

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0087 200107-3235-001
Historical Active 199807-3235-002
SEC
Rule 15Bc-3-1, 17 CFR 240.15bc3-1; Withdrawal from Registration of Municipal Securities Dealers and Form MSDW
Extension without change of a currently approved collection   No
Regular
Approved without change 08/20/2001
Retrieve Notice of Action (NOA) 07/05/2001
  Inventory as of this Action Requested Previously Approved
08/31/2004 08/31/2004 09/30/2001
20 0 20
10 0 10
0 0 0

Rule 15Bc3-1 provides that a notice of withdrawal from registration as a municipal securities dealer must be filed on Form MSDW, in the case of a municipal securities dealer that is a bank, or on Form BDW, in the case of any other municipal securities dealer. The Commission uses the information to establish whether it is in the public interest to permit a municipal securities dealer to withdraw its regulation.

None
None


No

1
IC Title Form No. Form Name
Rule 15Bc-3-1, 17 CFR 240.15bc3-1; Withdrawal from Registration of Municipal Securities Dealers and Form MSDW

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20 20 0 0 0 0
Annual Time Burden (Hours) 10 10 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/05/2001


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