Rule 15Bc3-1, Form MDSW-Withdrawal from Registration of Municipal Securities Dealers

OMB 3235-0087

OMB 3235-0087

Rule 15Bc3-1 provides that a notice of withdrawal from registration as a municipal securities dealer must be filed on Form MSDW, in the case of a municipal securities dealer that is a bank, or on Form BDW, in the case of any other municipal securities dealer. The Commission uses the information to establish whether it is in the public interest to permit a municipal securities dealer to withdraw its registration.

The latest form for Rule 15Bc3-1, Form MDSW-Withdrawal from Registration of Municipal Securities Dealers expires 2022-12-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0087: Form MSDW filings .

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