Rule 15Bc3-1, Withdrawal from Registration of Municipal Securities Dealers

ICR 200705-3235-009

OMB: 3235-0087

Federal Form Document

Forms and Documents
IC Document Collections
ICR Details
3235-0087 200705-3235-009
Historical Active 200408-3235-011
SEC 270-93
Rule 15Bc3-1, Withdrawal from Registration of Municipal Securities Dealers
Revision of a currently approved collection   No
Regular
Approved with change 02/01/2008
Retrieve Notice of Action (NOA) 08/13/2007
OMB removed the cost burdens because they were a monetization of the burden hours. The agency is reminded to avoid such double-counting of burden.
  Inventory as of this Action Requested Previously Approved
02/28/2011 36 Months From Approved 01/31/2008
20 0 20
10 0 10
0 0 0

Rule 15Bc3-1 provides that a notice of withdrawal from registration as a municipal securities dealer must be filed on Form MSDW, in the case of a municipal securities dealer that is a bank, or on Form BDW, in the case of any other municipal securities dealer. The Commission uses the information to establish whether it is in the public interest to permit a municipal securities dealer to withdraw its registration.

US Code: 15 USC 78o-4 Name of Law: Section 15 of the Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  72 FR 30402 05/31/2007
72 FR 45280 08/13/2007
No

1
IC Title Form No. Form Name
Rule 15Bc3-1, Withdrawal from Registration of Municipal Securities Dealers Form 1588 Form MSDW

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20 20 0 0 0 0
Annual Time Burden (Hours) 10 10 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Dawn Jessen 202 551-5550 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/13/2007


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