Retention of Fingerprint Cards (17 CFR 240.17f-2(d)

ICR 200209-3235-002

OMB: 3235-0028

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
34075
Migrated
ICR Details
3235-0028 200209-3235-002
Historical Active 199908-3235-001
SEC
Retention of Fingerprint Cards (17 CFR 240.17f-2(d)
Extension without change of a currently approved collection   No
Regular
Approved without change 11/12/2002
Retrieve Notice of Action (NOA) 09/06/2002
  Inventory as of this Action Requested Previously Approved
12/31/2005 12/31/2005 11/30/2002
302,967 0 307,648
10,100 0 10,254
197,000 0 197,000

Rule 17f-2(d) requires covered entities or their designated examining authorities to keep fingerprint cards (or microfilm copies) and related records produced pursuant to Section 17(f)(2) of the Securities Exchange Act of 1934.

None
None


No

1
IC Title Form No. Form Name
Retention of Fingerprint Cards (17 CFR 240.17f-2(d)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 302,967 307,648 0 0 -4,681 0
Annual Time Burden (Hours) 10,100 10,254 0 0 -154 0
Annual Cost Burden (Dollars) 197,000 197,000 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/06/2002


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