OMB control number
Retention of Fingerprint Cards (17 CFR 240.17f-2(d))
OMB 3235-0028 ยท SEC.
OMB 3235-0028
Rule 17f-2(d)(1) requires covered entities to keep the processed fingerprint card or any appropriate substitute record together with any information received from the Attorney General for the duration of that person's employment or relationship with the organization and for a period of not less than three years after termination of that person's employment or relationship with the organization. However, subparagraph (2) of the rule permits a self-regulatory organization that is also the covered entities' designated examining authority to store and maintain the records required to be kept by this rule. Subparagraph (3) permits the required records to be maintained on microfilm.
The latest form for Retention of Fingerprint Cards (17 CFR 240.17f-2(d)) expires 2027-12-31 and is listed under ICR 202407-3235-015.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 89 FR 80968 (OMB 3235-0028).pdf | Supplementary Document |
| 89 FR 59940 (OMB 3235-0028).pdf | Supplementary Document |
| Supporting Statement_Rule17f-2(d) 2024 DGL REVISED.pdf | Supporting Statement A |
| 3235-0028 60 Day Notice.pdf | Supplementary Document |
| 3235-0028 30 Day Notice.pdf | Supplementary Document |
 Retention of Fingerprint Cards (17 CFR 240.17f-2(d)) |
Information collection |