Retention of Fingerprint Cards (17 CFR 240.17f-2(d))

ICR 200807-3235-010

OMB: 3235-0028

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2008-07-09
IC Document Collections
IC ID
Document
Title
Status
34076
Modified
ICR Details
3235-0028 200807-3235-010
Historical Active 200509-3235-008
SEC TM-270-36
Retention of Fingerprint Cards (17 CFR 240.17f-2(d))
Extension without change of a currently approved collection   No
Regular
Approved without change 10/31/2008
Retrieve Notice of Action (NOA) 09/16/2008
  Inventory as of this Action Requested Previously Approved
10/31/2011 36 Months From Approved 12/31/2008
371,008 0 302,967
12,367 0 10,100
0 0 197,000

Rule 17f-2(d) requires covered entities or their designated examining authorities to keep fingerprint cards (or microfilm copies) and related records produced pursuant to Section 17(f)(2) of the Securities Exchange Act of 1934.

US Code: 15 USC 78a et seq. Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  73 FR 39740 07/10/2008
73 FR 53457 09/16/2008
No

1
IC Title Form No. Form Name
Retention of Fingerprint Cards (17 CFR 240.17f-2(d))

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 371,008 302,967 0 0 68,041 0
Annual Time Burden (Hours) 12,367 10,100 0 0 2,267 0
Annual Cost Burden (Dollars) 0 197,000 0 0 -197,000 0
No
No
Adjustment in Agency estimate of number of respondents and cost burden.

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Joe Kamnik 202 551-5714

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/16/2008


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