Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies

ICR 200301-3235-019

OMB: 3235-0488

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0488 200301-3235-019
Historical Active 200003-3235-028
SEC
Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies
Extension without change of a currently approved collection   No
Regular
Approved without change 04/23/2003
Retrieve Notice of Action (NOA) 01/29/2003
  Inventory as of this Action Requested Previously Approved
04/30/2006 04/30/2006 04/30/2003
332 0 305
4,450 0 7,110
1,335,000 0 2,133,000

Rule 498 allows open-end management investment companies to use a summary prospectus (a "profile") for distribution to investors. Summary disclosure assists investors in evaluating and comparing the many fund investments available. Investors may choose to invest from an application included in the profile or to request additional information, including the fund prospectus.

None
None


No

1
IC Title Form No. Form Name
Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 332 305 0 0 27 0
Annual Time Burden (Hours) 4,450 7,110 0 0 -2,660 0
Annual Cost Burden (Dollars) 1,335,000 2,133,000 0 0 -798,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/29/2003


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