Customer Identificaton Programs for Broker Dealers

ICR 200304-1506-003

OMB: 1506-0034

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
15343
Migrated
ICR Details
1506-0034 200304-1506-003
Historical Active
TREAS/FINCEN
Customer Identificaton Programs for Broker Dealers
New collection (Request for a new OMB Control Number)   No
Emergency 04/29/2003
Approved without change 04/28/2003
Retrieve Notice of Action (NOA) 04/18/2003
  Inventory as of this Action Requested Previously Approved
10/31/2003 10/31/2003
5,448 0 0
630,896 0 0
0 0 0

This information collection will be used to verify the identify of persons seeking to open accounts in an effort to prevent and detect money laundering and the financing of terrorism.

None
None


No

1
IC Title Form No. Form Name
Customer Identificaton Programs for Broker Dealers

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,448 0 0 5,448 0 0
Annual Time Burden (Hours) 630,896 0 0 630,896 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/18/2003


© 2024 OMB.report | Privacy Policy