Customer Identification Programs for Broker-Dealers

OMB 1506-0034

Broker-dealers are required to establish and maintain a customer identification program. A copy of the program must be maintained for five years. See 31 CFR 1023.220

The latest form for Customer Identification Programs for Broker-Dealers expires 2021-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
0034 BD CIP Supplemental Statement 20201125 Final.docx Supporting Statement A
Customer Identification Programs for Broker-Dealers

All Historical Document Collections

202011-1506-005	Extension without change of a currently approved collection	2020-11-30
201808-1506-011 Approved without change	Extension without change of a currently approved collection	2018-11-30
201509-1506-006 Approved without change	Revision of a currently approved collection	2015-09-30
201205-1506-005 Approved without change	Extension without change of a currently approved collection	2012-07-16
200905-1506-008 Approved without change	Extension without change of a currently approved collection	2009-05-27
200605-1506-003 Approved without change	Extension without change of a currently approved collection	2006-05-03
200305-1506-001 Approved without change	Extension without change of a currently approved collection	2003-05-02
200304-1506-003 Approved without change	New collection (Request for a new OMB Control Number)	2003-04-18