Rule 17i-2 (17 CFR 240.17i-2); Notice of Intention to be Supervised by the Commission as a Supervised Investment Bank Holding Company.

ICR 200406-3235-015

OMB: 3235-0592

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0592 200406-3235-015
Historical Active 200310-3235-035
SEC
Rule 17i-2 (17 CFR 240.17i-2); Notice of Intention to be Supervised by the Commission as a Supervised Investment Bank Holding Company.
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 06/17/2004
Retrieve Notice of Action (NOA) 06/17/2004
  Inventory as of this Action Requested Previously Approved
01/31/2007 01/31/2007 01/31/2007
3 0 6
3,072 0 6,144
0 0 0

Proposed Rule 17i-2 would require that an investment bank holding company that elects to be supervised by the Commission as a supervised investment bank holding company file a notice of intention with the Commission that contains certain information and documents. In addition, proposed Rule 17i-2 would require that an investment bank holding company or a supervised invest- ment bank holding company update its notice of intention upon the occurrence of certain, specified events.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3 6 0 -6 3 0
Annual Time Burden (Hours) 3,072 6,144 0 -6,144 3,072 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/17/2004


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