Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of separate accounts organized as management investment companies
ICR 200407-3235-034
OMB: 3235-0316
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0316 can be found here:
Form N-3 under the Securities
Act of 1933 and under the Investment Company Act of 1940,
registration statement of separate accounts organized as management
investment companies
No
material or nonsubstantive change to a currently approved
collection
Form N-3 is the form separate accounts
organized as management investment companies use to register under
the Investment Company Act of 1940 and to offer their securities
under the Securities Act of 1933. The SEC uses the information
filed in registration statements to verify compliance with the
federal securities laws. Proposed amendments to Form N-3 would
require improved disclosure of fund portfolio managers, including
disclosure regarding the structure of portfolio manager
compensation, ownership of shares of the funds that a manager
advises, and other accounts that are managed by a portfolio manager
to
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.