OMB control number
Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
OMB 3235-0316 · SEC.
OMB 3235-0316
Form N-3 is the form separate accounts organized as management investment companies use to register under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to offer their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.]. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.
The latest form for Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies. expires 2029-06-30 and is listed under ICR 202601-3235-007.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0316: Form N-3 filings 
.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form Form 2124 Form N-3 | Form and Instruction |
| Supporting Statement _Form N-3.pdf | Supporting Statement A |
| 3235-0316_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 20260123_3235-0316_2026-01212_91 FR 2975_60-Day Collection Notice.pdf | Supplementary Document |
 Form N-3 (17 CFR 239.17a) under the Securities Act of 1933 and (17 CFR 274.11b) under the Investment Company Act of 1940. Registration Statement of Separate Accounts Organized as Management Investment |
Form and Instruction |
| Form N-3 (17 CFR 239.17a) under the Securities Act of 1933 and (17 CFR 274.11b) under the Investment Company Act of 1940. Registration Statement of Separate Accounts Organized as Management Investment |
Form and Instruction |