Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.

ICR 201908-3235-007

OMB: 3235-0316

Federal Form Document

ICR Details
3235-0316 201908-3235-007
Historical Active 201709-3235-012
SEC IM 270-281
Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
Revision of a currently approved collection   No
Regular
Approved with change 03/02/2020
Retrieve Notice of Action (NOA) 10/28/2019
This ICR is approved on the basis that the annual number of responses is 14. SEC should start notice and comment process for extension as soon as possible given approaching expiration date.
  Inventory as of this Action Requested Previously Approved
10/31/2020 36 Months From Approved 10/31/2020
14 0 16
2,518 0 2,500
164,144 0 164,144

Form N-3 is the form separate accounts organized as management investment companies use to register under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to offer their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.]. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77e Name of Law: Securities Act of 1933
  
None

3235-AL42 Final or interim final rulemaking 83 FR 29158 06/22/2018

No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 14 16 0 0 -2 0
Annual Time Burden (Hours) 2,518 2,500 0 0 18 0
Annual Cost Burden (Dollars) 164,144 164,144 0 0 0 0
No
No
The total annual hour burden of 2,518 hours represents an increase of 18 hours over the previous burden hour estimate of 2,500 hours. In addition, the annual external cost burden of $164,144 has not changed. The changes in burden hours are due to the staff’s estimates of the time costs that would result from our amendments to Form N-3 in connection with the adoption of rule 30e-3.

$22,200,000
No
    No
    No
No
No
No
Uncollected
John Lee 202 551-5689

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/28/2019


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