Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.

ICR 202003-3235-001

OMB: 3235-0316

Federal Form Document

ICR Details
3235-0316 202003-3235-001
Historical Inactive 201908-3235-007
SEC IM 270-281
Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 04/20/2020
Retrieve Notice of Action (NOA) 03/02/2020
OMB files this comment in accordance with 5 CFR 1320.11(c). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
10/31/2020 36 Months From Approved 10/31/2020
14 0 14
2,518 0 2,518
164,144 0 164,144

Form N-3 is the form separate accounts organized as management investment companies use to register under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to offer their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.]. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77e Name of Law: Securities Act of 1933
  
None

3235-AK60 Proposed rulemaking 83 FR 61730 11/30/2018

No

No
Yes
Changing Regulations
Currently, the approved total annual hour burden for preparing and filing registration statements on Form N-3 is 2,518 internal burden hours. We estimate that the new internal burden would be approximately 1,491 hours annually, reflecting a decrease of 1,027 internal burden hours associated with the proposed amendments. This decrease in the total annual hour burden is due to the change in our methodology regarding burdens attributable to investment options, notwithstanding the increase in the estimated number of investment options associated with Form N 3 registrants, as well as the increased burden hours per filing as a result of the proposed amendments. The current estimate for the external annual cost burdens associated with preparing and filing initial and post-effective registration statements on Form N-3 is $164,144. We estimate that the new external annual cost burden would be approximately $164,152, reflecting an increase of $8 associated with the proposed amendments. This increase in the total external cost estimate is due to the change in our methodology regarding burdens attributable to investment options.

No
    No
    No
No
No
No
Uncollected
Daniel Chang 2025516792 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/02/2020


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