Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.

ICR 201505-3235-019

OMB: 3235-0316

Federal Form Document

ICR Details
3235-0316 201505-3235-019
Historical Active 201211-3235-016
SEC IM 270-281
Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
Extension without change of a currently approved collection   No
Regular
Approved without change 12/22/2015
Retrieve Notice of Action (NOA) 11/10/2015
  Inventory as of this Action Requested Previously Approved
12/31/2018 36 Months From Approved 12/31/2015
20 0 14
3,104 0 2,173
205,180 0 139,300

Form N-3 is the form separate accounts organized as management investment companies use to register under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to offer their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.]. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77e Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  80 FR 30304 05/27/2015
80 FR 45694 07/31/2015
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20 14 0 0 6 0
Annual Time Burden (Hours) 3,104 2,173 0 0 931 0
Annual Cost Burden (Dollars) 205,180 139,300 0 0 65,880 0
No
No
Annual Hour Burden. Currently, the approved annual hour burden for preparing and filing registration statements on Form N-3 is 2172.8 hours based on the previous estimate of 14 responses per year. The new estimate of the total annual hour burden is 3104 hours based on the new estimate of 20 responses per year. The increase in the total annual hour burden is 931.2 hours. This increase is due to the increase in our estimates of the annual number of responses for both initial and post-effective amendments. Total Cost Burden. The current approved total cost burden for preparing and filing registration statements on Form N-3 is $139,300, based on the previous estimate of 14 responses per year. Based on the new estimate of 20 responses per year, the new estimate of the total cost burden is $205,180 in external costs per year, resulting in an increase of $65,880 per year. This increase is due to the increase in our estimates of the annual number of responses for both initial and post-effective amendments.

No
No
No
No
No
Uncollected
Alison White 202 551-6751

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/10/2015


© 2021 OMB.report | Privacy Policy