Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of separate accounts organized as management investment companies

ICR 201211-3235-016

OMB: 3235-0316

Federal Form Document

ICR Details
3235-0316 201211-3235-016
Historical Active 201002-3235-010
SEC IM 270-281
Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of separate accounts organized as management investment companies
Extension without change of a currently approved collection   No
Regular
Approved without change 12/30/2012
Retrieve Notice of Action (NOA) 11/21/2012
  Inventory as of this Action Requested Previously Approved
12/31/2015 36 Months From Approved 03/31/2013
14 0 17
2,173 0 13,024
139,300 0 601,400

Form N-3 is the form separate accounts organized as management investment companies use to register under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to offer their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.]. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 77e Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  77 FR 52078 08/28/2012
77 FR 66884 11/07/2012
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 14 17 0 0 -3 0
Annual Time Burden (Hours) 2,173 13,024 0 0 -10,851 0
Annual Cost Burden (Dollars) 139,300 601,400 0 0 -462,100 0
No
No
Currently, the approved annual time burden for preparing and filing registration statements on Form N-3 is 13,024 hours based on the previous estimate of 17 responses per year. The new estimate of the total annual hour burden is 2,172.8 hours based on the new estimate of 14 responses per year. The decrease in the total annual hour burden is 10,851.2 hours. This decrease is due to the decrease in our estimates of the annual number of responses for both initial and post-effective amendments. Total Cost Burden. The current approved total cost burden for preparing and filing registration statements on Form N-3 is $601,400, based on the previous estimate of 17 responses per year. Based on the new estimate of 14 responses per year, the new estimate of the total cost burden is $139,300 in external costs per year, resulting in a decrease of $462,100 per year. This decrease is due to the decrease in our estimates of the annual number of responses for both initial and post-effective amendments.

No
No
No
No
No
Uncollected
Daniel Chang 2025516792 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/21/2012


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