Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
ICR 202007-3235-002 · OMB 3235-0316 · Active
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Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration of separate accounts organized as management investment companies.
Form N-3 is the form separate accounts organized as management investment companies use to register under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] and to offer their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.]. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.
US Code:
15 USC 77e
Name of Law: Securities Act of 1933
US Code:
15 USC 80a-8
Name of Law: Investment Company Act of 1940
Currently, the approved total annual hour burden for preparing and filing registration statements on Form N-3 is 2,522 internal burden hours. We estimate that the new internal burden would be approximately 2,836 hours annually, reflecting an increase of 314 internal burden hours associated with the amendments. These revised estimates reflect the change in our methodology for estimating burdens attributable to investment options, the increase in estimated burdens associated with the amendments, the increase in the estimated average number of investment options per Form N-3 registration statement from two to three investment options, and current estimates for the number of post-effective amendments filed annually.
The current estimate for the external annual cost burdens associated with preparing and filing initial and post-effective registration statements on Form N-3 is $165,340. We estimate that the new external annual cost burden would be approximately $123,144, reflecting a decrease of $42,226 associated with the amendments. This decrease in the total external cost estimate is due to the change in our methodology regarding burdens attributable to investment options.
$21,200,000
No
No
No
No
No
No
No
Bradley Gude 2025515590
No
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(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
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Form Form 2124 Form N-3 (17 CFR 239.17a) under the Securities Act of 1933 and (17 CFR 274.11b) under the Investment Company Act of 1940. Registration Statement of Separate Accounts Organized as Management Investment
Adopting Release - correction 2.pdf
Form N-3 (17 CFR 239.17a) under the Securities Act of 1933 and (17 CFR 274.11b) under the Investment Company Act of 1940. Registration Statement of Separate Accounts Organized as Management Investment