Form N-3 under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of separate accounts organized as management investment companies
ICR 200701-3235-022
OMB: 3235-0316
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0316 can be found here:
Form N-3 under the Securities
Act of 1933 and under the Investment Company Act of 1940,
registration statement of separate accounts organized as management
investment companies
The agency
should ensure that information about small entities is provided and
accurate.
Inventory as of this Action
Requested
Previously Approved
08/31/2010
36 Months From Approved
08/31/2007
32
0
38
12,973
0
34,674
540,200
0
1,386,000
Form N-3 is the form separate accounts
organized as management investment companies use to register under
the Investment Company Act of 1940 and to offer their securities
under the Securities Act of 1933. The SEC uses the information
filed in registration statements to verify compliance with the
federal securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.