Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934

ICR 200408-3235-001

OMB: 3235-0553

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0553 200408-3235-001
Historical Active 200109-3235-005
SEC
Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934
Extension without change of a currently approved collection   No
Regular
Approved without change 10/12/2004
Retrieve Notice of Action (NOA) 08/02/2004
  Inventory as of this Action Requested Previously Approved
10/31/2007 10/31/2007 10/31/2004
120 0 120
1,860 0 1,860
0 0 0

Rule 19b-7 would require Security Futures Product Exchanges and Limited Purpose National Securities Associations to file proposed rule changes relating to security futures products with the Commission on Form 19b-7. The information provided on Form 19b-7 would assist the Commission in ensuring that the activities of these entities was in conformance with the Exchange Act.

None
None


No

1
IC Title Form No. Form Name
Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934 19B-7

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 120 120 0 0 0 0
Annual Time Burden (Hours) 1,860 1,860 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/02/2004


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