Rule 19b-7 and Form 19b-7

The Securities Exchange Act of 1934, as amended by the Commodity Futures Modernization Act of 2000, established a procedure for Security Futures Product Exchanges and Limited Purpose National Securities Associations to provide notice of proposed rule changes relating to certain matters. Rule 19b-7 and Form 19b-7 implemented this procedure. Recently approved rule changes require Self-Regulatory Organizations to electronically file proposed rule changes submitted pursuant to Section 19(b)(7)(A) of the Securities Exchange Act of 1934.

The latest form for Rule 19b-7 and Form 19b-7 expires 2023-11-30 and can be found here.