Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934

ICR 200703-3235-006

OMB: 3235-0553

Federal Form Document

ICR Details
3235-0553 200703-3235-006
Historical Inactive 200408-3235-001
SEC 270-495
Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934
Revision of a currently approved collection   No
Regular
Preapproved 06/20/2007
Retrieve Notice of Action (NOA) 03/12/2007
  Inventory as of this Action Requested Previously Approved
06/30/2010 36 Months From Approved 06/30/2008
12 0 120
212 0 1,860
57,722 0 0

Rule 19b-7 would require Security Futures Product Exchanges and Limited Purpose National Securities Associations to file proposed rule changes relating to security futures products with the Commission on Form 19b-7. The information provided on Form 19b-7 would assist the Commission in ensuring that the activities of these entities was in conformance with the Exchange Act.

US Code: 15 USC 78s(b)(7) Name of Law: Securities Exchange Act of 1934
  
None

3235-AJ80 Proposed rulemaking 72 FR 9412 03/01/2007

No

1
IC Title Form No. Form Name
Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934 Form 19b-7, Rule 19b-7 Rule 19b-7 ,   Form 19b-7

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12 120 0 0 -108 0
Annual Time Burden (Hours) 212 1,860 0 0 -1,648 0
Annual Cost Burden (Dollars) 57,722 0 0 0 57,722 0
No
No

$1,812
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Michou Hai Minh Nguyen 202 551-5634 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/12/2007


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