Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0553 can be found here:

Documents and Forms

Document Name Document Type
Form Rule 19b-7 Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934 Form and Instruction
Rule 19b-7 Rule 19b-7 Rule 19b-7 pg-1 form .pdf Form and Instruction
Form 19b-7 Form 19b-7 Form 19b-7.pdf Form and Instruction
Rule 19b-7 text.pdf Rule 19b-7 Text IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934	Agency IC Tracking Number:	270-495

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 19b-7 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Rule 19b-7	Rule 19b-7	Rule 19b-7 pg-1 form .pdf		No		Fillable Printable
Form and Instruction	Form 19b-7	Form 19b-7	Form 19b-7.pdf		No		Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 5	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	12	-108	120
Annual IC Time Burden (Hours)	212	-1,648	1,860
Annual IC Cost Burden (Dollars)	57,722	57,722	0

Documents for IC

Title	Document	Date Uploaded
Rule 19b-7 Text	Rule 19b-7 text.pdf	03/12/2007

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.