Information Collection

Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934

IC 35380 under ICR 200703-3235-006 · OMB 3235-0553.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0553 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Rule 19b-7 Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934	Form and Instruction
Rule 19b-7 Rule 19b-7 Rule 19b-7 pg-1 form .pdf	Form and Instruction
Form 19b-7 Form 19b-7 Form 19b-7.pdf	Form and Instruction
Rule 19b-7 text.pdf Rule 19b-7 Text	IC Document

IC Title:

Rule 19b-7 Under the Securities Exchange Act of 1934 and Form 19b-7 under the Securities Exchange Act of 1934

Agency IC Tracking Number:

270-495

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 19b-7 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Rule 19b-7	Rule 19b-7	Rule 19b-7 pg-1 form .pdf		No		Fillable Printable
Form and Instruction	Form 19b-7	Form 19b-7	Form 19b-7.pdf		No		Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 5

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	12	-108	120
Annual IC Time Burden (Hours)	212	-1,648	1,860
Annual IC Cost Burden (Dollars)	57,722	57,722	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Rule 19b-7 Text	Rule 19b-7 text.pdf	03/12/2007

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.