Annual Registration Statement Identifying Separated Participants with Deferred Vested Benefits

Forms and Documents

Document	Type	Status	Availability

No forms / supporting documents in this ICR. Check IC Document Collections.

IC Document Collections

IC ID	Collection	Type	Status	Form
9597	Annual Registration Statement Identifying Separated Participants with Deferred Vested Benefits		Migrated

ICR Details

OMB Control No: 0960-0606	ICR Reference No: 200602-0960-002
Status: Historical Active	Previous ICR Reference No: 200408-0960-010
Agency/Subagency: SSA	Agency Tracking No:
Title: Annual Registration Statement Identifying Separated Participants with Deferred Vested Benefits
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 05/10/2006
	Date Received in OIRA: 02/01/2006
Terms of Clearance: Approved for 12 months to allow for the revision of the MOU on ERISA between SSA and IRS. OMB fully expects that the two agencies will have worked to achieve resolution of the outstanding issues by that time. The revised package submitted to OMB will address comments received in response to the 60-day notice published in the Federal Register notice and will maximize the practical utility of the collection and minimize its burden.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2007	05/31/2007	05/31/2006
Responses	88,000	0	88,000
Time Burden (Hours)	220,000	0	220,000
Cost Burden (Dollars)	12,194,000	0	12,194,000

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Abstract: Private pension plan administrators are required to file annual reports with the IRS which includes information about future pension plan benefits for individuals who have left the plan coverage. The information collected on Schedule SSA is then forwarded to SSA. SSA maintains the data and forwards information about future pension benefits to beneficiaries at the time the individual files a claim for Social Security benefits.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Annual Registration Statement Identifying Separated Participants with Deferred Vested Benefits

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	88,000	88,000	0	0	0	0
Annual Time Burden (Hours)	220,000	220,000	0	0	0	0
Annual Cost Burden (Dollars)	12,194,000	12,194,000	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/01/2006

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