Labor Organization and Auxiliary Reports

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form LM-15 Instructions Labor Organization and Auxiliary Reports	Form and Instruction	Modified	Available
Section 403.4 Simplified Annual Reports for Smaller Labor Organizations.pdf	Supplementary Document	Uploaded 2006-08-30	Available
29 USC 401 et. seq. LMRDA Act.pdf	Supplementary Document	Uploaded 2006-08-17	Available
OMB-83-I 1215-0188 May 26, 2006.pdf	Supplementary Document	Uploaded 2006-08-17	Available
paperwork MEMORANDUM TO REVIEWER REGARDING ANTICIPATED REVISIONS TO FORMS LM4.doc	Supplementary Document	Uploaded 2006-08-17	Available
Published FRN 1215-0188 June 2006.pdf	Supplementary Document	Uploaded 2006-08-17	Available
paperwork NOTE TO REVIEWER-Supporting Statement 1215-018825.doc	Supporting Statement A	Uploaded 2006-08-17	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
38470	Labor Organization and Auxiliary Reports	Form and Instruction	Modified

ICR Details

OMB Control No: 1215-0188	ICR Reference No: 200608-1215-008
Status: Historical Inactive	Previous ICR Reference No: 200501-1215-001
Agency/Subagency: DOL/ESA	Agency Tracking No:
Title: Labor Organization and Auxiliary Reports
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Withdrawn and continue	Conclusion Date: 10/02/2006
	Date Received in OIRA: 09/08/2006
Terms of Clearance: DOL will resubmit for approval to account for any changes associated with a regulation and/or changes to the information collection.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2006	36 Months From Approved	11/30/2006
Responses	31,545	0	31,545
Time Burden (Hours)	4,437,032	0	4,437,032
Cost Burden (Dollars)	0	0	0

---

Abstract: The Labor-Management Reporting and Disclosure Act (LMRDA) requires unions to file annual financial reports, and copies of their constitution and bylaws with DOL. Under certain circumstances, reports are required of union officers and employees, employers, labor relations consultatns, and surety companies. All reports are available for public disclosure. Filers are required to retain supporting records for five years; unions are required to retain election records for one year.

---

Authorizing Statute(s): US Code: 29 USC USC 401 et. seq. Name of Law: Labor-Management Reporting and Disclsoure Act of 1959, as Amended (LMRDA)
   US Code: 5 USC 7120 Name of Law: Civil Service Reform Act
   US Code: 29 USC 402(i) and (j) Name of Law: Labor-Management Reporting and Disclosure
   US Code: 22 USC 4117 Name of Law: Foreign Service Act
   US Code: 2 USC 1301 Name of Law: Congressional Accountability Act of 1995 (CAA)
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 32597	06/06/2006
30-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 52822	09/07/2006
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Labor Organization and Auxiliary Reports	LM-15 Instructions, LM-30, LM-1, LM-2, LM-3, LM-4, LM-10, LM-15A, LM-15, LM-20, S-1, LM-21, LM-16, LM-30 Instructions, LM-3 Instructions, LM-2 Instructions, LM-4 Instructions, LM-10 Instructions, LM-20 Instructions, LM-16 Instructions, LM-21 Instructions, S-1 Instructions, LM-15A Instructions, LM-1 Instructions	Trusteeship Report ,   LM-2, Labor Organization Annual Report ,   LM-4, Labor Organization Annual Report ,   LM-30 Labor Organization Officer and Employee Report ,   S-1, Surety Company Annual Report ,   Lm-10, Employer Report ,   LM-20 Agreement and Activities Report ,   Labor Organization Officer and Employee Report ,   LM-15A, Report on Selection of Delegates and Officers ,   Report on Selection of Delegates and Officers ,   LM-1, Labor Organization Information Report ,   LM-3, Labor Organization Annual Report ,   LM-15, Trusteeship Report ,   Employer Report ,   Terminal Trusteeship Report ,   Labor Organization Information Report ,   LM-16, terminal Trusteeship Report ,   Receipts and Disbursements Report ,   Agreement and Activities Report ,   Surety Company Annual Report ,   LM-21 Receipts and Disbursements Report ,   Labor Organization Annual Report ,   Labor Organization Annual Report ,   Labor Organization Annual Report

---

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: A decrease of 1,063,778 annualized burden hours and 3,696 annual responses attributable as a program change as noted in item 15 of the supporting statement. OLMS’ current OMB inventory is 4,437,032 hours; OLMS is projecting that the renewed Forms (without Form T-1) will require 3,373,254 hours. This change is the result of OLMS not issuing Form T-1. However, as indicated in the “Note to Reviewer,” final rules revising Form LM-30 and issuing Form T-1 are forthcoming and they will result in an increase in the annualized burden hours and responses.

---

Annual Cost to Federal Government: $6,744,861

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/08/2006

---