National Survey on Banks' Efforts to Serve the Unbanked and Underbanked

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form Not Yet Available Bank Survey Questionnaire	Form and Instruction	New	Available
Case Studies	Form and Instruction	New	Available
SPST- B unbanked svy 121307.doc	Supporting Statement B	Uploaded 2007-12-28	Available
SPST- A unbanked svy 121307.doc	Supporting Statement A	Uploaded 2007-12-28	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
183787	Bank Survey Questionnaire	Form and Instruction	New
183251	Case Studies	Form and Instruction	New

ICR Details

OMB Control No: 3064-0158	ICR Reference No: 200712-3064-001
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: FDIC	Agency Tracking No:
Title: National Survey on Banks' Efforts to Serve the Unbanked and Underbanked
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 03/06/2008
	Date Received in OIRA: 01/04/2008
Terms of Clearance: The survey is approved, as revised in response to public comment.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2011	36 Months From Approved
Responses	890	0	0
Time Burden (Hours)	4,281	0	0
Cost Burden (Dollars)	0	0	0

---

Abstract: Survey of FDIC-insured depository institutions on their efforts to serve underbanked, as well as unbanked, populations. The information collection effort consists of a questionnaire survey and a limited number of case studies. The questionnaire survey is designed to obtain information from a cross-section of banks regarding their efforts to meet the needs of the unbanked/underbanked. The case studies are being conducted to identify innovative approaches employed by banks to serve unbanked and underbanked populations. The respondents for the case studies will be selected from the pool of those who respond to the survey and who, based upon their response to the survey, appear to have developed programs appropriate for further study. The case studies will consist of follow-up questions to the survey responses.

---

Authorizing Statute(s): PL: Pub.L. 109 - 173 7 Name of Law: Federal Deposit Insurance Reform Conforming Amendments Act of 2005
  

Citations for New Statutory Requirements: PL: Pub.L. 109 - 173 7 Name of Law: Federal Deposit Insurance Reform Conforming Amendments Act of 2005

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 46226	08/17/2007
30-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 73346	01/03/2008
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Case Studies	None	Survey
Bank Survey Questionnaire	Not Yet Available	Survey of Banks' Efforts to Serve the Unbanked & Underbanked

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	890	0	890	0	0	0
Annual Time Burden (Hours)	4,281	0	4,281	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/04/2008

---