Form S-4 - Registration Statement

Forms and Documents

Document Name	Status
Form SEC 2077 Form S-4 - Registration Statement Form and Instruction	Modified
PRA Request for Emergency Approval.doc Supplementary Document	2007-12-11
PRA Supporting Statement for IFRS Adopting Dec 10 (2).MC.doc Supporting Statement A	2007-12-11

IC Document Collections

IC ID	Document Title	Status
34843	Form S-4 - Registration Statement Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0324	ICR Reference No: 200712-3235-007
Status: Historical Active	Previous ICR Reference No: 200609-3235-034
Agency/Subagency: SEC	Agency Tracking No: 270-287
Title: Form S-4 - Registration Statement
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Emergency	Approval Requested By: 12/21/2007
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/20/2007
	Date Received in OIRA: 12/12/2007
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2008	6 Months From Approved	04/30/2009
Responses	619	0	619
Time Burden (Hours)	628,904	0	629,059
Cost Burden (Dollars)	754,684,800	0	754,871,000

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Abstract: Form S-4 is the form under the Securities Act used to register the issuance of securities in connection with business combination transactions.

Emergency Justfication: See Attachment

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Authorizing Statute(s): US Code: 15 USC 77f, 77g, 77j, 77s Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o, 78w, 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 7202;78u, 7218;77s Name of Law: Sarbanes-Oxley Act of 2002
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AJ90	Final or interim final rulemaking	72 FR 37962	07/11/2007

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form S-4 - Registration Statement	SEC 2077	Form S-4 - Registration Statement

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	619	619	0	0	0	0
Annual Time Burden (Hours)	628,904	629,059	0	-155	0	0
Annual Cost Burden (Dollars)	754,684,800	754,871,000	0	-186,200	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Regulations

Short Statement: See Table 2 of the Supporting Statement.

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Annual Cost to Federal Government: $70,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/12/2007

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