Annual Financial and Actuarial Information Reporting (29 CFR Part 4010)

ICR 200903-1212-002

OMB: 1212-0049

Federal Form Document

Forms and Documents
Document
Name
Status
Form
Modified
Supporting Statement A
2009-02-11
Justification for No Material/Nonsubstantive Change
2007-12-06
Supplementary Document
2007-12-06
Justification for No Material/Nonsubstantive Change
2007-11-27
Supplementary Document
2007-11-19
IC Document Collections
ICR Details
1212-0049 200903-1212-002
Historical Active 200712-1212-003
PBGC
Annual Financial and Actuarial Information Reporting (29 CFR Part 4010)
Reinstatement without change of a previously approved collection   No
Regular
Approved without change 03/23/2009
Retrieve Notice of Action (NOA) 03/23/2009
This information collection request is pre-approved. PBGC will update the ROCIS record with the publication of the final 4010 rule to activate the approval. OMB notes that this information collection request should not be treated as a violation of the PRA.
  Inventory as of this Action Requested Previously Approved
03/31/2012 36 Months From Approved
300 0 0
2,600 0 0
5,167,500 0 0

ERISA section 4010 requires the annual reporting of actuarial and financial information by controlled groups that sponsor pension plans that have significant underfunding. PBGC uses this information to detect and monitor financial problems with the controlled groups and to respond quickly when it learns that a controlled group intends to engage in a transaction that may reduce the assets available to pay plan liabilities.

US Code: 29 USC 1310 Name of Law: ERISA
  
PL: Pub.L. 109 - 280 505 Name of Law: Pension Protection Act of 2006

1212-AB09 Final or interim final rulemaking 74 FR 11022 03/16/2009

No

1
IC Title Form No. Form Name
Annual Financial and Actuarial Information Reporting (29 CFR Part 4010) NA, NA, N/A, N/A 4010 (pre-PPA) ,   4010 (PPA) ,   4010 Screenshots (PPA) ,   4010 screen shots (pre-PPA)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 300 0 -100 0 0 400
Annual Time Burden (Hours) 2,600 0 -880 0 0 3,480
Annual Cost Burden (Dollars) 5,167,500 0 -332,500 0 0 5,500,000
No
No

$22,300
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Grace Kraemer 2023264223 ext. 3865 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/12/2009


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