Information Collection

Comptroller's Licensing Manual

IC 19996 under ICR 200903-1557-001 · OMB 1557-0014.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0014 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Comptroller's Licensing Manual	Form
General Policies and Procedures.pdf	Instruction
Public Notice and Comments.pdf	Instruction
Dividend in Kind Application Dividend in Kind Application.pdf	Form
Final Branch Closing/Consolidation/Relocation Downgrade Final Branch Closing Consolidation Relocation Downgrade Notice.pdf	Form
Material Noncash Contribution to Surplus Application Material Noncash Contribution to Surplus Application.pdf	Form
Notification of Change in Corporate Title Notification of Change in Corporate Title.pdf	Form
Notification of Change in Main Office Address Notification of Change of Main Office Address.pdf	Form
Official 90 Day Advance Branch Closing and Downgrade Not Official 90 Day Advance Branch Closing and Downgrade Notice.pdf	Form
Preferred Stock Terms Notice Preferred Stock Terms Notice.pdf	Form
Quasi Reorganization Application Quasi Reorganization Application.pdf	Form
Reduction of Permanent Capital Application Reduction of Permanent Capital Application.pdf	Form and Instruction
Retirement of Capital Stock Acquisition of Treasury Stoc Retirement of Capital Stock Acquisition of Treasury Stock Application.pdf	Form
Reverse Stock Split Application Reverse Stock Split Application.pdf	Form
Sale of Capital Stock for Other Than Cash Application Sale of Capital Stock for Other Than Cash Application.pdf	Form
Branch Establishment 1Branch Establishment.pdf	Form
Intrastate or Interstate Main Office Relocation Applicat 1Intrastate Main Office Relocation Application.pdf	Form
Intrastate Main Office Relocation Application 1Intrastate Main Office Relocation.pdf	Form
Background Investigations Background Investigations.pdf	Form
Interagency Biographical and Financial Report Bio-FinReport.pdf	Form
Branch Closings Branch Closings.pdf	Form
Branches and Relocations Branches and Relocations.pdf	Form
Business Combinations Business Combinations.pdf	Form
Capital and Dividends Capital and Dividends.pdf	Form
Change in Bank Control Change in Bank Control.pdf	Form
Changes in Directors and Senior Executive Officers Changes in Directors and Sr. Exec. Officers.pdf	Form
Changes in Corporate Title and Address Changes of Corporate Title and Address.pdf	Form
Charters Charters.pdf	Form
Comments to Other Agencies Comments to Other Agencies.pdf	Form
Conversions Conversions.pdf	Form
Director Waivers Director Waivers.pdf	Form
Failure Acquisitions Failure Acquisitions.pdf	Form
Federal Branches and Agencies Federal Branches and Agencies.pdf	Form
Fiduciary Powers Fiduciary Powers.pdf	Form
Investment in Bank Premises Investment in Bank Premises.pdf	Form
Investment in Subsidiaries and Equities Investment in Subsidiaries and Equities.pdf	Form
Management Interlocks Management Interlocks.pdf	Form
Subordinated Debt Subordinated Debt.pdf	Form
Termination of National Bank Status Termination of National Bank Status.pdf	Form
Notice of Change in Chief Executive Officer or Director Notice of Change in CEO or Director.doc	Form
IRS Tax Check Waiver IRSTaxCheckWaiver2007.doc www.occ.treas.gov/corpbook/forms/IRSTaxCheckWaiver.doc	Form
After-the-Fact Notice - Subsidiary or Service Company ATFSubsidiary.doc	Form
Bank Service Company Application BankServiceCoApplication.doc	Form
Financial Subsidiary Certification (Subsequent Notice) FinancialSubCertification.doc	Form
Financial Subsidiary Notice FinancialSubNotice.doc	Form
Financial Subsidiary Combined Certification and Notice FinSubcertnotice.doc	Form
Operating Subsidiary Application OpSubApplication.doc	Form
After-the-Fact Notice - Equity Investment ATFEquity.doc	Form
Interagency Bank Merger Act Application Bank Merger Act Form.doc	Form and Instruction
Application for Noncontrolling Investment Application Noncontrolling Investment 2 27 09.doc	Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Comptroller's Licensing Manual

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 12 CFR 5

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	N/A	Final Branch Closing/Consolidation/Relocation Downgrade Notice	Final Branch Closing Consolidation Relocation Downgrade Notice.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Application for Noncontrolling Investment	Application Noncontrolling Investment 2 27 09.doc		Yes	Yes	Fillable Fileable Signable
Form	N/A	Dividend in Kind Application	Dividend in Kind Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Investment in Bank Premises	Investment in Bank Premises.pdf		Yes	No	Fillable Printable
Form	N/A	Branch Closings	Branch Closings.pdf		Yes	No	Fillable Printable
Form	N/A	Branches and Relocations	Branches and Relocations.pdf		Yes	No	Fillable Printable
Form	N/A	Business Combinations	Business Combinations.pdf		Yes	No	Fillable Printable
Form	N/A	Capital and Dividends	Capital and Dividends.pdf		Yes	No	Fillable Printable
Form	N/A	Change in Bank Control	Change in Bank Control.pdf		Yes	No	Fillable Printable
Form	N/A	Material Noncash Contribution to Surplus Application	Material Noncash Contribution to Surplus Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Notification of Change in Corporate Title	Notification of Change in Corporate Title.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Notification of Change in Main Office Address	Notification of Change of Main Office Address.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Official 90 Day Advance Branch Closing and Downgrade Notice	Official 90 Day Advance Branch Closing and Downgrade Notice.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Preferred Stock Terms Notice	Preferred Stock Terms Notice.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Quasi Reorganization Application	Quasi Reorganization Application.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Reduction of Permanent Capital Application	Reduction of Permanent Capital Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Retirement of Capital Stock Acquisition of Treasury Stock	Retirement of Capital Stock Acquisition of Treasury Stock Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Changes in Directors and Senior Executive Officers	Changes in Directors and Sr. Exec. Officers.pdf		Yes	No	Fillable Printable
Form	N/A	Changes in Corporate Title and Address	Changes of Corporate Title and Address.pdf		Yes	No	Fillable Printable
Form	N/A	Charters	Charters.pdf		Yes	No	Fillable Printable
Form	N/A	Comments to Other Agencies	Comments to Other Agencies.pdf		Yes	No	Fillable Printable
Form	N/A	Conversions	Conversions.pdf		Yes	No	Fillable Printable
Form	N/A	Director Waivers	Director Waivers.pdf		Yes	No	Fillable Printable
Form	N/A	Failure Acquisitions	Failure Acquisitions.pdf		Yes	No	Fillable Printable
Form	N/A	Federal Branches and Agencies	Federal Branches and Agencies.pdf		Yes	No	Fillable Printable
Form	N/A	Fiduciary Powers	Fiduciary Powers.pdf		Yes	No	Fillable Printable
Instruction			General Policies and Procedures.pdf		Yes	No	Printable Only
Form	N/A	Investment in Subsidiaries and Equities	Investment in Subsidiaries and Equities.pdf		Yes	No	Fillable Printable
Form	N/A	Management Interlocks	Management Interlocks.pdf		Yes	No	Fillable Printable
Instruction			Public Notice and Comments.pdf		Yes	No	Printable Only
Form	N/A	Subordinated Debt	Subordinated Debt.pdf		Yes	No	Fillable Printable
Form	N/A	Termination of National Bank Status	Termination of National Bank Status.pdf		Yes	No	Fillable Printable
Form	N/A	Notice of Change in Chief Executive Officer or Director	Notice of Change in CEO or Director.doc		Yes	Yes	Fillable Fileable
Form	None	IRS Tax Check Waiver	IRSTaxCheckWaiver2007.doc	http://www.occ.treas.gov/corpbook/forms/IRSTaxCheckWaiver.doc	Yes	No	Fillable Printable
Form	N/A	After-the-Fact Notice - Subsidiary or Service Company	ATFSubsidiary.doc		Yes	No	Fillable Printable
Form	N/A	Bank Service Company Application	BankServiceCoApplication.doc		Yes	No	Fillable Printable
Form	N/A	Financial Subsidiary Certification (Subsequent Notice)	FinancialSubCertification.doc		Yes	No	Fillable Printable
Form	N/A	Reverse Stock Split Application	Reverse Stock Split Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Sale of Capital Stock for Other Than Cash Application	Sale of Capital Stock for Other Than Cash Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Branch Establishment	1Branch Establishment.pdf		Yes	No	Fillable Printable
Form	N/A	Intrastate or Interstate Main Office Relocation Application	1Intrastate Main Office Relocation Application.pdf		Yes	No	Fillable Printable
Form	N/A	Intrastate Main Office Relocation Application	1Intrastate Main Office Relocation.pdf		Yes	No	Fillable Printable
Form	N/A	Background Investigations	Background Investigations.pdf		Yes	No	Fillable Printable
Form	N/A	Interagency Biographical and Financial Report	Bio-FinReport.pdf		Yes	No	Fillable Printable
Form	N/A	Financial Subsidiary Notice	FinancialSubNotice.doc		Yes	No	Fillable Printable
Form	N/A	Financial Subsidiary Combined Certification and Notice	FinSubcertnotice.doc		Yes	No	Fillable Printable
Form	N/A	Operating Subsidiary Application	OpSubApplication.doc		Yes	No	Fillable Printable
Form	N/A	After-the-Fact Notice - Equity Investment	ATFEquity.doc		Yes	No	Fillable Printable
Form and Instruction	N/A	Interagency Bank Merger Act Application	Bank Merger Act Form.doc		Yes	No	Fillable Printable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 5,894

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 36 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	5,894	5,894
Annual IC Time Burden (Hours)	18,069	18,069
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.