Form S-1 Registration Statement

ICR 200903-3235-007

OMB: 3235-0065

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2009-08-25
IC Document Collections
IC ID
Document
Title
Status
34231 Modified
ICR Details
3235-0065 200903-3235-007
Historical Active 200810-3235-009
SEC 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Regular
Approved without change 09/17/2009
Retrieve Notice of Action (NOA) 03/18/2009
  Inventory as of this Action Requested Previously Approved
09/30/2012 36 Months From Approved 12/31/2011
1,168 0 768
242,360 0 182,392
290,832,000 0 218,870,800

Form S-1 under the Securities Act is by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77f, 77g, 77h, 77j, 77s(a) Name of Law: Securities Act of 1933
  
None

3235-AK16 Final or interim final rulemaking 74 FR 3138 01/16/2009

Yes

1
IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,168 768 0 400 0 0
Annual Time Burden (Hours) 242,360 182,392 0 59,968 0 0
Annual Cost Burden (Dollars) 290,832,000 218,870,800 0 71,961,200 0 0
Yes
Changing Regulations
No
The Commission adopted a new rule that clarifies the status under federal securities laws of indexed annuities and that would result in additional filings being made on Form S-1.

$50,000
No
No
Uncollected
Uncollected
No
Uncollected
Keith Carpenter 202 942-0679

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/18/2009


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