Form N-17f-2, "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies"

Forms and Documents

Document	Type	Status	Availability
Form SEC 2077 Form S-4 - Registration Statement	Form and Instruction	Modified	Repair queued
FinalSupporting Statement IFRS Proposing Rel (3-10-09).doc	Supporting Statement A	Uploaded 2009-03-16	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
34843	Form S-4 - Registration Statement	Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0324	ICR Reference No: 200903-3235-009
Status: Historical Active	Previous ICR Reference No: 200809-3235-021
Agency/Subagency: SEC	Agency Tracking No: 2CF-70-287
Title: Form N-17f-2, "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies"
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/21/2009
	Date Received in OIRA: 03/18/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2012	36 Months From Approved	11/30/2011
Responses	619	0	619
Time Burden (Hours)	628,904	0	628,904
Cost Burden (Dollars)	754,686,601	0	754,684,800

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Abstract: Form N-17f-2 is the cover sheet for accountant examination certificates filed pursuant to rule 17f-2 under the Investment Company Act of 1940 by management investment companies maintaining custody of securities or other investments.

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Authorizing Statute(s): US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 72872	12/01/2008
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 6924	02/11/2009
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form S-4 - Registration Statement	SEC 2077	Form S-4 - Registration Statement

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	619	619	0	0	0	0
Annual Time Burden (Hours)	628,904	628,904	0	0	0	0
Annual Cost Burden (Dollars)	754,686,601	754,684,800	0	1,801	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual burden has increased from 896 hours to 1800 hours. The increase is attributable to: (i) an increase in the number of funds relying on rule 17f-2, (ii) updated information from respondents regarding hourly burdens, and (iii) differences in burden hours reported by the funds selected at random to be surveyed in different submission years.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/18/2009

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