Form NHTSA 1072 NHTSA 1072 Certification Form

OMB No. 2127-XXXX

Expiration Date: mm/dd//yyyy

S ummary of Sale/Lease & Certifications Form

SUMMARY OF SALE OR LEASE

Date of Sale or Lease

Purchaser Name(s)

Purchaser Address

Purchase or Lease (please specify)

Make

Model

Model Year

New Vehicle VIN

Trade-In Vehicle VIN

New Vehicle Base MSRP

CARS Credit Applied ($3,500 or $4,500)

Dealer’s Best Estimate of Trade-In Vehicle Scrappage Value

Dealer Rebate(s) or Discount(s) (please specify; if none, enter “none.”)

Manufacturer Rebate(s) or Discount(s) (please specify; if none, enter “none.”)

Other available Federal, State, or local incentive(s) or State-issued voucher(s) (please specify; if none, enter “none.”)

Other Rebate(s) or Discount(s) (please specify; if none, enter “none.”)

WARNING

This is a legal document that contains certifications under penalty of law. There are significant civil and criminal penalties for submitting false information. Please read each certification and ensure that the information that you are certifying by signing this document is, to the best of your knowledge and belief, true, accurate, and complete.

DEALER CERTIFICATIONS

The person signing this document as “Dealer” certifies under penalty of law that:

Registration in the CARS Program

• The dealer has been approved as a registered dealer under the CARS program.

• The dealer has a currently active business license under State law to operate a new automobile dealership.

• The dealer has a currently active franchise agreement with an original equipment manufacturer to sell new automobiles.

Summary of Sale or Lease

• The summary of sale or lease set forth above is true and correct.

Purchaser and Trade-In Vehicle Eligibility for the CARS Program

• I have verified the identity of the person signing this document under “Purchaser” (hereinafter simply “Purchaser”).

• I have verified that the trade-in vehicle is in drivable condition, and I or an employee under my direction or supervision has operated the trade-in vehicle to confirm that the trade-in vehicle is in drivable condition.

• I have verified that the trade-in vehicle has been continuously insured for a period of not less than one (1) year prior to the date of this transaction.

• I have verified that the Purchaser has been the registered owner of the trade-in vehicle continuously for a period of not less than one (1) year prior to the date of this transaction.

• I have observed the trade-in vehicle’s date of manufacture (both month and year) as it appears on the trade-in vehicle’s safety standard certification label, and have verified that the trade-in vehicle was manufactured less than 25 years before the date of the trade-in.

• I have verified that the trade-in vehicle’s fuel economy is eligible for the CARS program.

New Vehicle Eligibility for the CARS Program

• The new vehicle is being purchased or, in the case of a lease, leased for a period of not less than five (5) years.

• I have verified that the CARS program credit amount requested (i.e., either $3,500.00 or $4,500.00, as applicable) corresponds to the difference between the trade-in vehicle’s fuel economy and the new vehicle’s fuel economy under the requirements of the CARS program.

• The new vehicle has a base manufacturer’s suggested retail price (MSRP) as shown on the Monroney label affixed to the new vehicle of $45,000 or less (exclusive of any accessories, optional equipment, taxes or destination charges).

Transaction Conforms to the Requirements of the CARS Program

• I have reduced the price of the new vehicle that is being purchased or leased by the CARS Program credit amount requested (i.e., either $3,500.00 or $4,500.00, as applicable).

• I have disclosed to the Purchaser the best estimate of the scrappage value of the trade-in vehicle.

• I have retained no more than $50.00 of the scrappage value as payment for any of the dealer’s administrative costs in connection with this CARS transaction.

• I have not charged the Purchaser any additional fees for participating in the CARS program in this transaction.

• I have applied the credit under the CARS program in addition to any other rebate or discount advertised by the dealer or offered by the manufacturer for the new vehicle, and have not used the CARS program credit to offset any such other rebate or discount.

• I have not reduced the value of the CARS program credit amount requested (i.e., either $3,500.00 or $4,500.00, as applicable) by any other available Federal, State, or local incentive or a State-issued voucher for the purchase or lease of a new fuel efficient automobile.

Disposal of the Trade-in Vehicle

• The trade-in vehicle has not been, and will not be, sold, leased, exchanged or otherwise disposed of for use as an automobile in the United States or in any other country.

• I have either: (a) rendered the engine block of the trade-in vehicle inoperable under the procedures of the CARS Program prior to further transfer of the trade-in vehicle; or, (b) this transaction occurred prior to July 24, 2009, and I have submitted to NHTSA the necessary proof as attachments under Miscellaneous Documents that the engine block has been crushed or shredded.

• I have transferred or will transfer the trade-in vehicle, including the engine block, to either: (a) a CARS program participating disposal facility that will crush or shred the trade-in vehicle; or, (b) to a participating salvage auction that will transfer the vehicle to such a disposal facility.

• I have provided the disposal facility and/or salvage auction information and written notice that it is responsible for the removal and appropriate disposition of refrigerants, antifreeze, lead products, mercury switches, and such other toxic or hazardous vehicle components prior to the crushing or shredding of an eligible trade-in vehicle, in accordance with all applicable Federal and State requirements.

PURCHASER CERTIFICATIONS

All persons signing this document as “Purchaser” certifies under penalty of law that:

Summary of Sale or Lease

• The summary of sale or lease set forth above is true and correct.

Purchaser and Trade-In Vehicle Eligibility for the CARS Program

• The information I have provided to the dealer verifying my identity is true and correct.

• I have not previously participated in the CARS program.

• The trade-in vehicle is in drivable condition, and an employee of the dealer has operated the trade-in vehicle to confirm that the trade-in vehicle is in drivable condition.

• The trade-in vehicle has been continuously insured for a period of not less than one (1) year prior to the date of this transaction.

• I have been the registered owner of the trade-in vehicle continuously for a period of not less than one (1) year prior to the date of this transaction.

• The trade-in vehicle was manufactured less than 25 years before the date of this transaction.

• The trade-in vehicle’s fuel economy is eligible for the CARS program.

• The trade-in vehicle has not been a part of any previous CARS program transaction.

I certify under penalty of law that:

• I have authority to execute this document,

• I have read each of the foregoing certifications,

• I understand that payment of the CARS program credit amount is conditioned on compliance with these certifications,

• This document, and all attachments, were either prepared by me or prepared under my direction or supervision,

• The information set forth in this document, and all attachments, is, to the best of my knowledge and belief, true, accurate, and complete,

• I am aware that there are significant penalties for submitting false information, including the possibility of civil penalties under the CARS program, suspension or revocation of continued participation in the CARS program, as well as fines and/or imprisonment.
  
  

DATE: ________, 2009 DEALER

___________________________________

(signature)

___________________________________

(print name)

___________________________________

(title)

___________________________________

(contact phone and e-mail)

DATE: ________, 2009 PURCHASER

___________________________________

(signature)

___________________________________

(print name)

DATE: ________, 2009 PURCHASER (ADDITIONAL) (if any)

___________________________________

(signature)

___________________________________

(print name)

Privacy Act Statement

This notice is provided pursuant to the Privacy Act of 1974, 5 USC § 552a: This information is solicited under the authority of Public Law 111-32, 123 Stat. 1859. Furnishing the information is voluntary, but failure to provide all or part of the information may result in disapproval of your request for a credit on this purchase or lease transaction under the Cars Program. The principal purposes for collecting the information are to determine if purchase or lease transactions are eligible for credits under the CARS Program, to ensure proper disposal of trade-in vehicles, to prevent, identify and penalize fraud in connection with the Program, and to update an existing government database of Vehicle Identification Numbers. If you complete the optional survey, the survey information will be used to report to Congress on the Program. Other routine uses are published in the Federal Register at 65 F.R. 19476 (April 11, 2000), available at: www.dot.gov/privacy.

Paperwork Reduction Act Burden Statement

A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a current valid OMB Control Number. The OMB Control Number for this information collection is 2127-XXXX. Public reporting for this collection of information is estimated to be approximately XX minutes per response, including the time for reviewing instructions, completing and reviewing the collection of information. All responses to this collection of information are mandatory. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Information Collection Clearance Officer, National Highway Traffic Safety Administration, 1200 New Jersey Ave, S.E., Washington, DC, 20590.

NHTSA Form 1072 2/3/2021 Page 5 of 5