Rule 30e-2 -- Reports to Shareholders of Unit Investment Trusts
At least semiannually every registered unit investment trust substantially all the assets of which consist of securities issued by a management company must transmit to each shareholder of record (including record holders of periodic payment plan certificates), a report containing all the applicable information and financial statements or their equivalent, required by Rule 30e-1 to be included in reports of the management company for the same fiscal period. Each of these reports must be transmitted within the period allowed the management company by Rule 30e-1 for transmitting reports to its shareholders.
Any report required by this section will be considered transmitted to a shareholder of record if the unit investment trust satisfies the conditions set forth in Rule 30d-1(f) with respect to that shareholder.
Rule
N-30D-2, 6 FR 74, Jan. 4, 1941; 61 FR 24652, 24657, May 15, 1996; 64
FR 62540, 62547, Nov. 16, 1999; redesignated and amended at 66 FR
3734, 3759, Jan. 16, 2001
File Type | application/msword |
File Title | Rule 30e-2 -- Reports to Shareholders of Unit Investment Trusts |
Author | XPSP2-Default |
Last Modified By | martinsons |
File Modified | 2006-09-28 |
File Created | 2006-09-28 |