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Registration Under the Commodity Exchange Act
Registration Under the Commodity Exchange Act
OMB: 3038-0023
IC ID: 29059
OMB.report
CFTC
OMB 3038-0023
ICR 201001-3038-004
IC 29059
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0023 can be found here:
2023-01-20 - Extension without change of a currently approved collection
2020-09-24 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
Form 7-R
Registration Under the Commodity Exchange Act
Form
7-R Firm Application
7-rForm (Firm Applica).pdf
Form
8-R Individual Application
8-rform(Individual App).pdf
Form
8-T Individual Withdrawal
Form8-T.pdf
Form
3-R Supplemental Statement to Application for Request of ATM
3-r-I_ATM(Supplemental Stmt ).pdf
Form
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Registration Under the Commodity Exchange Act
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 1
17 CFR 3
17 CFR 4
17 CFR 5
17 CFR 10
17 CFR 140
17 CFR 145
17 CFR 147
17 CFR 160
17 CFR 166
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
7-R
Firm Application
7-rForm (Firm Applica).pdf
Yes
No
Printable Only
Form
8-R
Individual Application
8-rform(Individual App).pdf
Yes
No
Printable Only
Form
8-T
Individual Withdrawal
Form8-T.pdf
Yes
No
Fillable Printable
Form
3-R
Supplemental Statement to Application for Request of ATM
3-r-I_ATM(Supplemental Stmt ).pdf
Yes
No
Printable Only
Federal Enterprise Architecture Business Reference Module
Line of Business:
General Government
Subfunction:
Legislative Functions
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
71,857
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
95 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
73,694
0
48
0
0
73,646
Annual IC Time Burden (Hours)
6,632
0
4
0
0
6,628
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.