Information Collection

Registration Under the Commodity Exchange Act

IC 29059 under ICR 201001-3038-004 · OMB 3038-0023.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0023 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 7-R Registration Under the Commodity Exchange Act	Form
7-R Firm Application 7-rForm (Firm Applica).pdf	Form
8-R Individual Application 8-rform(Individual App).pdf	Form
8-T Individual Withdrawal Form8-T.pdf	Form
3-R Supplemental Statement to Application for Request of ATM 3-r-I_ATM(Supplemental Stmt ).pdf	Form

IC Title:

Registration Under the Commodity Exchange Act

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1 17 CFR 3 17 CFR 4 17 CFR 5 17 CFR 10 17 CFR 140 17 CFR 145 17 CFR 147 17 CFR 160 17 CFR 166

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	7-R	Firm Application	7-rForm (Firm Applica).pdf	Yes	No	Printable Only
Form	8-R	Individual Application	8-rform(Individual App).pdf	Yes	No	Printable Only
Form	8-T	Individual Withdrawal	Form8-T.pdf	Yes	No	Fillable Printable
Form	3-R	Supplemental Statement to Application for Request of ATM	3-r-I_ATM(Supplemental Stmt ).pdf	Yes	No	Printable Only

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 71,857

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 95 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	73,694	48	73,646
Annual IC Time Burden (Hours)	6,632	4	6,628
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.