Rules Relating to the Operations and Activities of Commodity Pool Operations and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants
ICR 201001-3038-005
OMB: 3038-0005
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0005 can be found here:
Rules Relating to the
Operations and Activities of Commodity Pool Operations and
Commodity Trading Advisors and to Monthly Reporting by Futures
Commission Merchants
Pre-approval
contingent upon no substantive changes to this collection after
adoption of the final rule. Otherwise this collection should be
re-submitted to OMB for review.
Inventory as of this Action
Requested
Previously Approved
04/30/2013
36 Months From Approved
05/31/2012
37,944
0
29,567
183,700
0
178,378
0
0
0
A new category of registrant - retain
foreign exchange dealers - and previously unregistered
intermediaries are, for the first time, required to register
pursuant to amendments to the Commodity Exchange Act found in the
Food Conservation, and Energy Act of 2008, Pub. L. No. 110-246, 122
Stat. 1651, 2189-2204 (2009). The number of entities required to
comply with Part 4 requirements, including distribution of
disclosure documents and filings requesting exemption, has
therefore, increased.
The number of entities now
required to comply with Part 4 of the Act specifications --
including distribution of disclosure documents & filings
requesting exemption -- is the contributory factor for the increase
in burden.
$0
No
No
Uncollected
Uncollected
No
Uncollected
John Nowlin
202-418-5427
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.