Form 1313 Thrift Financial Report

Thrift Financial Report

TFRProposed Final March 2011 TFR Form - 2 4 2011

Thrift Financial Report

OMB: 1550-0023

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OTS Form 1313
Rev. Feb. 2011

PROPOSED

Thrift Financial Report
Proposed March 2011

Office of Thrift Supervision
1700 G Street, N.W.
Washington, DC 20552

OTS Form 1313

OMB No. 1550-0023

OFFICE OF THRIFT SUPERVISION
THRIFT FINANCIAL REPORT

PAPERWORK REDUCTION ACT STATEMENT
The Office of Thrift Supervision will use this information to supervise the savings
associations and to develop regulatory policy.
Collection of the information is mandatory [12 CFR Part 563.180].
The estimated average burden associated with this collection of information per response
is 60 hours for quarterly schedules and 2 hours for annual schedules. If a valid OMB
Control Number does not appear on this form, you are not required to complete this form.
Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden to Information Collection
Comments, Chief Counsel’s Office, Office of Thrift Supervision, 1700 G Street, NW,
Washington, DC 20552, and to the Office of Management and Budget, Paperwork
Reduction Project (1550-0023), Washington, DC 20503. All comments should reference
OMB Control Number 1550-0023.
In accordance with section 3512 of the Paperwork Reduction Act of 1995, 44 U.S.C.
3501-3521, Agencies may not conduct or sponsor, and the respondent is not required to
respond to, an information collection unless it displays a currently valid Office of
Management and Budget (OMB) control number. The proposed revisions contained in
the Thrift Financial Report have been submitted to OMB for approval.
On February 3, 20111 the Office of Thrift Supervision sought comments on the burden
estimates for this information collection. The comment period closes on March 5, 2011.

OTS Form 1313
Rev. March 2011

1

76 FR 6191

OTS Form 1313

-1-

Office of Thrift Supervision
2011 Thrift Financial Report
Officers’ and Directors’
Certification

Association _______________________

Docket Number ____________________

For the Thrift Financial Report as of ________________________, 2011
The Thrift Financial Report is required by OTS regulation 12 CFR 563.180 to be filed by all savings
associations as defined in 12 CFR 561.43. OTS regulation 12 CFR 563.180(b) requires that no false or
misleading statements or omission shall knowingly be made in financial reports filed with OTS. This
certification is required under 12 U.S.C. 1817(a) (3).
The Statements of Condition and Operations (including all supporting schedules) must be signed by an
authorized officer of the reporting savings association. The Statements of Condition and Operations are
to be prepared in accordance with Office of Thrift Supervision instructions
This certification form must be retained in the file of the reporting savings association and be available
for inspection by OTS.

I, ________________________________ , of the
(Name and Title of Officer Authorized to Sign Report)

named savings association do hereby declare that
these Statements of Condition and Operations
(including the supporting schedules) have been
prepared in conformance with the instructions issued by
the Office of Thrift Supervision and are true to the best
of my knowledge and belief.

We, the undersigned directors, attest to the
correctness of this Statement of Condition (including
the supporting schedules) and declare that it has
been examined by us and to the best of our
knowledge and belief has been prepared in
conformance with the instructions issued by the
Office of Thrift Supervision and is true and correct.
_________________________________________
Director

_______________________________________

_________________________________________

Signature of Officer Authorized to Sign Report

Director

_______________________________________

_________________________________________

Date of Signature

OTS Form 1313

Director

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For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule NS – Optional Narrative Statement

OPTIONAL NARRATIVE STATEMENT
The management of the reporting savings association may, if it wishes, submit a brief narrative statement on the
amounts reported in the TFR or other pertinent information about your association that affects this report, such as
mergers and other structural changes. This optional statement will be made available to the public, along with
other public portions of the TFR. If you choose to submit a narrative statement, you should ensure that it does not
contain the names or other identification of individual customers, references to confidential (nonpublic) data items
of the TFR, or any other information that you are not willing to have made public or that would compromise the
privacy of your customers.
This statement should not exceed 750 characters, including punctuation and spacing. Any information in excess
of 750 characters will be truncated.
All information in this narrative statement must be accurate and not misleading. You should print a copy of this
statement and keep it with the TFR for your records. If subsequent to the original submission, you choose to
delete a narrative statement previously submitted, you may check “No” to the question below (NS100) and submit
an amended report in accordance with the TFR instructions. Your original statement will be deleted from all future
public releases of data. However, you should refer to the General Instructions in the TFR Instruction Manual to
assure that your amendment is filed timely.
The optional narrative statement will appear in OTS records and in releases to the public exactly as
submitted (or amended) by you. The statement will not be edited or screened in any way by OTS for
accuracy or relevance. Disclosure of the statement shall not signify that OTS has verified or confirmed
the accuracy of the information contained therein.
Have you included a narrative statement? ...........................................................

NS100

Narrative Statement Made by Savings Association Management

NS110

OTS Form 1313

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YES

NO

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule SC – Consolidated Statement of Condition

Report Date __________________ , 2011

Lines

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ASSETS
Cash, Deposits, and Investment Securities:
Total ...........................
Cash and Non-Interest-Earning Deposits ................................................................
Interest-Earning Deposits in FHLBs ........................................................................
Other Interest-Earning Deposits ..............................................................................
Federal Funds Sold and Securities Purchased Under Agreements to Resell ..........
U.S. Government, Agency, and Sponsored Enterprise Securities ...........................
Equity Securities Carried at Fair Value ...................................................................
State and Municipal Obligations ..............................................................................
Securities Backed by Nonmortgage Loans .............................................................
Other Investment Securities ....................................................................................
Accrued Interest Receivable ...................................................................................

SC11
SC110
SC112
SC118
SC125
SC130
SC140
SC180
SC182
SC185
SC191

Mortgage-Backed Securities:
Total ...........................
Residential Pass-Through:
Insured or Guaranteed by an Agency or Sponsored Enterprise of the U.S. ..........
Other Pass-Through ..............................................................................................
Other Residential Mortgage-Backed Securities (Excluding Bonds):
Issued or Guaranteed by FNMA, FHLMC, or GNMA .............................................
Collateralized by Mortgage-Backed Securities Issued or Guaranteed by
FNMA, FHLMC, or GNMA .....................................................................................
Other .....................................................................................................................
Accrued Interest Receivable .....................................................................................

SC22

Mortgage Loans:
Total ...........................
Construction Loans on:
1-4 Dwelling Units..................................................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential Property .........................................................................................
Permanent Mortgages on:
1-4 Dwelling Units:
Revolving, Open-End Loans.................................................................................
All Other:
Secured by First Liens ........................................................................................
Secured by Junior Liens .....................................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential Property (Except Land) ..................................................................
Land ......................................................................................................................
Accrued Interest Receivable ...................................................................................
Advances for Taxes and Insurance .........................................................................

OTS Form 1313

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SC210
SC215
SC217
SC219
SC222
SC228
SC26
SC230
SC235
SC240

SC251
SC254
SC255
SC256
SC260
SC265
SC272
SC275

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SC – Consolidated Statement of Condition
Lines

Allowance for Loan and Lease Losses ....................................................................
Nonmortgage Loans:
Total ...........................

SC283
SC31

Commercial Loans:
Total ...........................
Secured .................................................................................................................
Unsecured .............................................................................................................
Credit Card Loans Outstanding-Business ...........................................................
Lease Receivables ................................................................................................

SC32
SC300
SC303
SC304
SC306

Consumer Loans:
Total ...........................
Loans on Deposits .................................................................................................
Home Improvement Loans (Not secured by real estate) ........................................
Education Loans ....................................................................................................
Auto Loans ............................................................................................................
Mobile Home Loans...............................................................................................
Credit Cards ..........................................................................................................
Other, Including Lease Receivables ......................................................................

SC35
SC310
SC316
SC320
SC323
SC326
SC328
SC330

Accrued Interest Receivable ...................................................................................

SC348

Allowance for Loan and Lease Losses ....................................................................

SC357

Repossessed Assets:
Total ...........................
Real Estate:
Construction .........................................................................................................
1-4 Dwelling Units..................................................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential (Except Land).................................................................................
Land ......................................................................................................................
U.S. Government-Guaranteed or -Insured Real Estate Owned
Other Repossessed Assets .....................................................................................
General Valuation Allowances ...............................................................................

SC40
SC405
SC415
SC425
SC426
SC428
SC429
SC430
SC441

Real Estate Held for Investment ............................................................................

SC45

Equity Investments Not Carried at Fair Value:
Total .................
Federal Home Loan Bank Stock .............................................................................
Other.......................................................................................................................

SC51
SC510
SC540

Office Premises and Equipment ............................................................................

SC55

Other Assets:

SC59

OTS Form 1313

Total ...........................

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Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule SC – Consolidated Statement of Condition

Report Date __________________ , 2011

Lines

Bank-Owned Life Insurance:
Key Person Life Insurance .....................................................................................
Other ....................................................................................................................

SC615
SC625

Intangible Assets:
Servicing Assets On:
Mortgage Loans ...................................................................................................
Nonmortgage Loans .............................................................................................
Goodwill and Other Intangible Assets ....................................................................
Interest-Only Strip Receivables and Certain Other Instruments ..............................
Other Assets ...........................................................................................................

SC642
SC644
SC660
SC665
SC689

Memo: Detail of Other Assets
SC691
SC693
SC697

Code

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Amount
SC692
SC694
SC698

General Valuation Allowances ..................................................................................

SC699

Total Assets ............................................................................................................

SC60

LIABILITIES
Deposits and Escrows:
Total ...........................
Deposits..................................................................................................................
Escrows ..................................................................................................................
Unamortized Yield Adjustments on Deposits and Escrows ....................................

SC71
SC710
SC712
SC715

Borrowings:
Total ...........................
Advances from Federal Home Loan Bank ...............................................................
Federal Funds Purchased and Securities Sold Under Agreements to Repurchase
Subordinated Debentures (Including Mandatory Convertible Securities and
Limited-Life Preferred Stock) .................................................................................
Mortgage Collateralized Securities Issued:
CMOs (including REMICs) .....................................................................................
Other Borrowings ....................................................................................................

SC72
SC720
SC730

Other Liabilities:

Total ...........................

SC75

Accrued Interest Payable – Deposits ......................................................................
Accrued Interest Payable -- Other ...........................................................................
Accrued Taxes ........................................................................................................

SC763
SC766
SC776

OTS Form 1313

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SC736
SC740
SC760

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule SC – Consolidated Statement of Condition

Report Date __________________ , 2011

Lines

Accounts Payable ...................................................................................................
Deferred Income Taxes...........................................................................................
Other Liabilities and Deferred Income .....................................................................
Memo: Detail of Other Liabilities
SC791
SC794
SC797

Code

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SC780
SC790
SC796

Amount
SC792
SC795
SC798

Total Liabilities .......................................................................................................

SC70

EQUITY CAPITAL
Perpetual Preferred Stock:
Cumulative ..............................................................................................................
Noncumulative ........................................................................................................

SC812
SC814

Common Stock:
Par Value...............................................................................................................
Paid in Excess of Par ............................................................................................

SC820
SC830

Accumulated Other Comprehensive Income:
Total ...........................
Accumulated Gains (Losses) on Certain Securities .................................................
Accumulated Gains (Losses) on Cash Flow Hedges ..............................................
Other.......................................................................................................................

SC86
SC860
SC865
SC870

Retained Earnings ....................................................................................................

SC880

Other Components of Equity Capital ....................................................................

SC891

Total Savings Association Equity Capital ............................................................

SC80

Noncontrolling Interests in Consolidated Subsidiaries ..............................................

SC800

Total Equity Capital ................................................................................................

SC84

Total Liabilities and Equity Capital ......................................................................

SC90

OTS Form 1313

-7-

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SO – Consolidated Statement of Operations
(Report in Thousands of Dollars)

For the Quarter
Lines

Interest Income:
Total ...........................
Deposits and Investment Securities ........................................................................
Mortgage-Backed Securities ...................................................................................
Mortgage Loans ......................................................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Mortgage Loans ............
Nonmortgage Loans:
Commercial Loans and Leases .............................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Commercial Loans ......
Consumer Loans and Leases ................................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Consumer Loans .........
Dividend Income on Equity Investments Not Carried at Fair Value:
Total ...........................
Federal Home Loan Bank Stock .............................................................................
Other ......................................................................................................................
Interest Expense:
Total ............................
Deposits..................................................................................................................
Escrows ..................................................................................................................
Advances from Federal Home Loan Bank ...............................................................
Subordinated Debentures (Including Mandatory Convertible Securities) .................
Mortgage Collateralized Securities Issued ..............................................................
Other Borrowed Money ...........................................................................................
Capitalized Interest .................................................................................................
Net Interest Income (Expense) Before Provision for Losses on
Interest-Bearing Assets ........................................................................................
Net Provision for Losses on Interest-Bearing Assets ................................................
Net Interest Income (Expense) After Provision for Losses on
Interest-Bearing Assets ........................................................................................
Noninterest Income:
Total ............................
Mortgage Loan Servicing Fees ...............................................................................
Amortization of and Fair Value Adjustments to Loan Servicing Assets
And Loan Servicing Liabilities ................................................................................
Other Fees and Charges.........................................................................................
Service Charges on Deposit Accounts ..................................................................
Net Income (Loss) from:
Sale of Available-for-Sale Securities ......................................................................
Sale of Loans and Leases Held for Sale ................................................................
Sale of Other Assets Held for Sale ........................................................................
Other-than-Temporary Impairment Charges on Debt and Equity Securities ..........
Operations and Sale of Repossessed Assets ........................................................
LOCOM Adjustments Made to Assets Held for Sale ..............................................
Sale of Securities Held-to-Maturity.........................................................................
Sale of Loans Held for Investment .........................................................................

OTS Form 1313

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SO11
SO115
SO125
SO141
SO142
SO160
SO162
SO171
SO172

SO18
SO181
SO185
SO21
SO215
SO225
SO230
SO240
SO250
SO260
SO271
SO312
SO321
SO332
SO42
SO410
SO411
SO420
SO422
SO430
SO431
SO432
SO441
SO461
SO465
SO467
SO475

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SO – Consolidated Statement of Operations
(Report in Thousands of Dollars)

For the Quarter
Lines

Sale of Other Assets Held for Investment ..............................................................
Gains and Losses on Financial Assets and Liabilities Carried at Fair Value ..........
Other Noninterest Income .......................................................................................
Memo: Detail of Other Noninterest Income
Code
SO489
SO495
SO497

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SO477
SO485
SO488

Amount
SO492
SO496
SO498
(Report in Thousands of Dollars)

For the Quarter
Lines

Noninterest Expense:
Total ...........................
All Personnel Compensation and Expense .............................................................
Legal Expense ........................................................................................................
Office Occupancy and Equipment Expense ............................................................
Marketing and Other Professional Services ............................................................
Loan Servicing Fees ...............................................................................................
Goodwill and Other Intangibles Expense ................................................................
Net Provision for Losses on Non-Interest-Bearing Assets .......................................
Other Noninterest Expense .....................................................................................
Memo: Detail of Other Noninterest Expense
Code
SO581
SO583
SO585

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Amount
SO582
SO584
SO586

Income (Loss) Before Income Taxes: ...................................................................

SO60

Income Taxes:
Total ............................
Federal ...................................................................................................................
State, Local, and Other ...........................................................................................

SO71
SO710
SO720

Income (Loss) Before Extraordinary Items ...........................................................

SO81

Extraordinary Items, Net of Tax Effect ..................................................................

SO811

Net Income (Loss) Attributable to Savings Association and Noncontrolling
Interests ................................................................................................................
Net Income (Loss) Attributable to Noncontrolling Interests ......................................
Net Income (Loss) Attributable to Savings Association .....................................

SO88
SO880
SO91

OTS Form 1313

Bil

SO51
SO510
SO520
SO530
SO540
SO550
SO560
SO570
SO580

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Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule VA – Consolidated Valuation Allowances and Related Data

Reconciliation

Lines

Beginning Balance ............................
Add or Deduct:
Net Provision for Loss .....................
Transfers .........................................
Add:
Recoveries ......................................
Adjustments.....................................
Deduct:
Charge-offs......................................
Ending Balance.................................

(Report in Thousands of Dollars for the Quarter)
Valuation Allowances
General
Specific
Total
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VA105

VA108

VA110

VA115
VA125

VA118
VA128

VA120

VA135
VA145

VA148

VA140
VA150

VA155
VA165

VA158
VA168

VA160
VA170

Charge-offs, Recoveries, and Specific Valuation Allowance Activity

General Valuation Allowances
Charge-offs
(VA 155)

Lines Bil

Mortgage Loans:
Total ....... VA46
Construction:
1-4 Dwelling Units ................. VA420

Mil Thou

Recoveries
(VA135)

Lines Bil

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Specific Valuation
Allowance Provisions
& Transfers from
General Allowances
(VA118 + VA128)

Lines Bil

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Adjusted Net
Charge-offs

Lines Bil

VA47

VA48

VA49

VA421

VA422

VA425

VA431
VA441

VA432
VA442

VA435
VA445

VA447

VA448

VA449

VA457
VA467

VA458
VA468

VA459
VA469

VA471

VA472

VA475

VA481
VA491

VA482
VA492

VA485
VA495

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Multifamily (5 or More)
Dwelling Units ..................... VA430
Nonresidential Property ......... VA440
Permanent:
1-4 Dwelling Units:
Revolving, Open-End Loans VA446
All Other:
Secured by First Liens ....... VA456
Secured by Junior Liens .... VA466
Multifamily (5 or More)
Dwelling Units ..................... VA470
Nonresidential Property
(Except Land)...................... VA480
Land ..................................... VA490

OTS Form 1313

- 10 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars for the Quarter)

General Valuation Allowances
Charge-offs
(VA 155)

Lines Bil
Nonmortgage Loans: Total ... VA56
Commercial Loans .................. VA520
Consumer Loans:
Loans on Deposits ................ VA510
Home Improvement Loans..... VA516
Education Loans ................... VA530
Auto Loans ........................... VA540
Mobile Home Loans .............. VA550
Credit Cards.......................... VA556
Other .................................... VA560

Mil Thou

Recoveries
(VA135)

Lines Bil
VA57
VA521

Mil Thou

VA511
VA517
VA531
VA541
VA551
VA557
VA561

Repossessed Assets: Total ... VA60
Real Estate:
Construction.......................... VA605
1-4 Dwelling Units ................. VA613
Multifamily (5 or More)
Dwelling Units ..................... VA616
Nonresidential (Except Land). VA625
Land ..................................... VA628
Other Repossessed Assets ..... VA630

Specific Valuation
Allowance Provisions
& Transfers from
General Allowances
(VA118 + VA128)

Lines Bil
VA58
VA522

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Adjusted Net
Charge-offs

Lines Bil
VA59
VA525

VA512
VA518
VA532
VA542
VA552
VA558
VA562

VA515
VA519
VA535
VA545
VA555
VA559
VA565

VA62

VA65

VA606
VA614

VA607
VA615

VA617
VA626
VA629
VA632

VA618
VA627
VA631
VA633

VA72

VA75

VA822
VA932

VA825
VA935

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Real Estate Held for
Investment.............................
Equity Investments Not
Carried at Fair Value..............
Other Assets............................ VA930

OTS Form 1313

VA931

- 11 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars)

Lines

OTHER ITEMS
Troubled Debt Restructured:
Amount this Quarter

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VA940

Amount Included in Schedule SC in Compliance with Modified Terms:
Construction, land development, and other land loans:
1-4 family residential construction loans ...........................................................
Other construction loans and all land development and other land loans ..........
ddd
Loans secured by 1-4 family residential properties .................................................
Loans secured by multifamily (5 or more) residential properties ..............................
Loans secured by nonfarm nonresidential proprieties:
Loans secured by owner-occupied nonfarm residential properties ....................
Loans secured by other nonfarm residential
properties………………………..
Commercial and industrial loans .............................................................................
All other loans (include loans to individuals for household, family, and other
A\\\personal
expenditures .......................................................................................
personal expenditures)
Itemize loan categories included in VA218 above that exceed 10% of total loans
restructured in troubled debt restructurings that are in compliance with their
modified terms (sum of VA211 – VA217 plus VA218):
Loans secured by farmland ..............................................................................
Loans to depository institutions and acceptances of other banks .....................
Loans to individuals for household, family, and other personal expenditures:
Credit cards ................................................................................................
Automobile loans ........................................................................................
Other consumer loans (includes single payment, installment, all student
loan
loans, and revolving credit plans other than credit cards) ........................
Loans to foreign governments and official institutions .................................
Other loans1 ................................................................................................
Line Item VA227 is to be completed by:
Savings associations with $300 million or more in total assets
Savings associations with less than $300 million in total assets that have
loans to loans to finance agricultural production and other loans to farmers
exceeding five percent of total loans
Loans to finance agricultural production and other loans to
farmers included in VA226 above .......................................................
1

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VA942
VA211
VA212

VA213
VA214
VA215
VA216
VA217
VA218

VA219
VA221
VA222
VA223
VA224
VA225
VA226

VA227

Includes “Loans to finance agricultural production and other loans to farmers,” “Obligations (other
than securities and loans) of states and political subdivisions in the U.S.,“ and “Loans to
nondepository financial institutions and other loans.”

OTS Form 1313

- 12 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars)

Lines

Classification of Assets:
End of Quarter Balances:
Special Mention .....................................................................................................
Substandard ..........................................................................................................
Doubtful .................................................................................................................
Loss.......................................................................................................................

VA960
VA965
VA970
VA975

Credit Card Charge-Offs Related to Accrued Interest .........................................

VA979

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Purchased Credit-Impaired Loans:
Outstanding Balance (Contractual) ........................................................................
Recorded Investment (Carrying Amount Before Deducting Any Loan
Loss Allowances)................................................................................................
Allowance Amount Included in Allowance for Loan and Lease
Losses (SC283, SC357) .....................................................................................

OTS Form 1313

- 13 -

VA980
VA981
VA985

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule PD – Consolidated Past Due and Nonaccrual

Report Date __________________ , 2011

PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE

Mortgage Loans:
Construction .................................................
Permanent, Secured by:
1-4 Dwelling Units:
Revolving, Open-End Loans ....................
All Other:
Secured by First Liens ............................
Secured by Junior Liens .........................
Multifamily (5 or More) Dwelling Units.......
Nonresidential Property (Except Land) .....
Land ............................................................
Nonmortgage Loans:
Commercial Loans .......................................
Consumer Loans:
Loans on Deposits......................................
Home Improvement Loans ........................
Education Loans .........................................
Auto Loans ..................................................
Mobile Home Loans ...................................
Credit Cards................................................
Other ...........................................................
Total .................................................................

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Dollars)
Lines

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NONACCRUAL
(Report in Thousands of Dollars)

Lines

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PD115

PD215

PD315

PD121

PD221

PD321

PD123
PD124
PD125
PD135
PD138

PD223
PD224
PD225
PD235
PD238

PD323
PD324
PD325
PD335
PD338

PD140

PD240

PD340

PD161
PD163
PD165
PD167
PD169
PD171
PD180

PD261
PD263
PD265
PD267
PD269
PD271
PD280

PD361
PD363
PD365
PD367
PD369
PD371
PD380

PD10

PD20

PD30

PD190

PD290

PD390

PD516

PD616

PD716

PD517

PD617

PD717

PD519

PD619

PD719

PD525

PD625

PD725

PD535

PD635

PD735

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Troubled Debt Restructured:
Included in PD115-PD380 ............................
Construction, land development
and other land loans:
1-4 family residential construction loans .
Other construction loans and all land
development and other land loans .....
Loans secured by 1-4 family residential
properties
Loans secured by
multifamily (5 or more) residential
properties ....................................................
Secured by nonfarm nonresidential
properties:
properties:
Loans secured by owner-occupied
nonfarm nonresidential properties ............
OTS Form 1313

- 14 -

PD625

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule PD – Consolidated Past Due and Nonaccrual

Report Date __________________ , 2011

PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE

Loans secured by other nonfarm
nonresidential properties… .........................
Commercial and industrial loans ....................
All other loans (include loans to individuals
for household, family, and other
personal expenditures) ................................

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Dollars)
Lines

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NONACCRUAL
(Report in Thousands of Dollars)

Lines

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PD536
PD537

PD636
PD637

PD736
PD737

PD538

PD638

PD738

PD539

PD639

PD739

PD540

PD640

PD740

PD542
PD545

PD642
PD645

PD742
PD745

PD560

PD660

PD760

PD580
PD581

PD680
PD681

PD780
PD781

PD582

PD682

PD782

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Itemize loan categories included in PD538PD738 above that exceed 10% of total loans
restructured in troubled debt restructurings
that are past due 30 days or more or in
nonaccrual status (sum of PD516-PD738):
Loans secured by farmland ..........................
Loans to depository institutions and
acceptances of other banks ......................
Loans to individuals for household, family,
and other personal expenditures:
Credit cards ...............................................
Automobile loans ........................................
Other consumer loans (includes single
payment installment, installment, all
student loans, and revolving credit
plans other than credit cards) .................
Loans to foreign governments and official
Institutions ..................................................
Other loans 1 ....................................................
Memorandum item PD582-PD782 is to be
completed by:
Savings Associations with $300 million or
more in total assets that have loans to
finance agricultural production and other
loans to farmers (Schedule SC)
exceeding
five percent of total loans:
Loans to finance agricultural production
and other loans to farmers included in
PD581-PD781 above………………………

OTS Form 1313

- 15 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule PD – Consolidated Past Due and Nonaccrual

Report Date __________________ , 2011

PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE

Memoranda:
Loans and Leases Reported in PD115PD380 that Are Held for Sale .....................
Loans and Leases Reported in PD115PD380
PD380 That Are Wholly or Partially
Guaranteed By the U.S. Government,
Agency, or Sponsored Entity ......................
Guaranteed Portion of Other Loans and
Leases Included in PD195-PD395
(Exclude Rebooked “GNMA Loans”) .........
Rebooked “GNMA Loans” Repurchased
or Eligible for Repurchase Included in
PD195-PD395 .............................................

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Dollars)
Lines

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NONACCRUAL
(Report in Thousands of Dollars)

Lines

PD192

PD292

PD392

PD195

PD295

PD395

PD196

PD296

PD396

PD197

PD297

PD397

Loans in Process of Foreclosure:
Construction Loans ..................................................................................................................................................
1-4 Dwelling Units Secured by Revolving Open-End Loans .................................................................................
1-4 Dwelling Units Secured by First Liens..............................................................................................................
1-4 Dwelling Units Secured by Junior Liens...........................................................................................................
Multifamily (5 or More) Dwelling Units ....................................................................................................................
Nonresidential Property (Except Land)...................................................................................................................
Land Loans...............................................................................................................................................................

Lines
PD415
PD421
PD423
PD424
PD425
PD435
PD438

Total ............................................................................................................................................................................

PD40

OTS Form 1313

- 16 -

Bil

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Bil

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Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule PD – Consolidated Past Due and Nonaccrual

Report Date __________________ , 2011

PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE
(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Dollars)
Lines

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Bil

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NONACCRUAL
(Report in Thousands of Dollars)

Lines

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Loans and leases reported in items
PD115PD380 above that are covered by LossSharing Agreements with the FDIC:
Loans secured by real estate:
Construction, land development
Loans
– Total
..................................................
and other
land
loans:
1-4 family residential construction
loans....................................................... PD816
PD916
Other construction loans and all
land development and other
land loans ............................................... PD817
PD917
Secured by 1-4 family residential
properties:
Revolving, open-end loans secured by
1-4 family residential properties and
extended under lines of credit ................ PD819
PD919
Closed-end loans secured by 1-4
family residential properties:
Secured by first liens .......................... PD820
PD920
Secured by junior liens ....................... PD821
PD921
Secured by multifamily (5 or More)
residential properties…………………… PD822
PD922
P
Secured by nonfarm nonresidential
Properties:
Loans secured by owner-occupied
nonfarm nonresidential properties ...... PD823
PD923
Loans secured by other nonfarm
Nonresidential properties..................... PD824
PD924
Commercial and industrial loans .................... PD826
PD926
Loans to individuals for household, family
and other personal expenditures:
Credit Cards ............................................. PD827
PD927
Automobile Loans .................................... PD828
PD928
Other consumer loans (includes
single payment, installment,
all student loans, and
revolving credit plans other than
credit cards) ............................................. PD829…………………………….. PD929
All other loans and leases …………………….
PD830
PD930

OTS Form 1313

- 17 -

PD1016

PD1017

PD1019

PD1020
PD1021
PD1022

PD1023
PD1024
PD1026

PD1027
PD1028

PD1029
PD1030

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________

Schedule PD – Consolidated Past Due and Nonaccrual

Report Date __________________ , 2011

PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE
(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Dollars)
Lines

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Itemize the past due and nonaccrual
amounts included in item PD830–PD1030
above for the loan and lease categories for
hwch
which amounts were reported in Schedule
S,
SI784 through SI788:
Loans to depository institutions and
acceptances of other banks ……………. PD831
Loans to foreign governments and
official institutions .................................. PD832
Other loans 1 ............................................. PD833

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NONACCRUAL
(Report in Thousands of Dollars)

Lines

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PD931

PD1031

PD932
PD933

PD1032
PD1033

PD834

PD934

PD1034

Lease financing receivables .................... PD835

PD936

PD1035

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Item PD834–1034 to be completed by:
Savings associations with $300 million
or more in total assets
Savings associations with less than $300
million
million in total assets that have loans to
finance
finance agricultural production and other
loans to farmers (Schedule SC) exceeding
five percent of total loans
Loans to finance agricultural production
and other loans to farmers included in
PD833-PD1033 above

1Includes

“loans to finance agricultural production and other loans to farmers,” “Obligations (other than securities and loans) of states and political
subdivisions in the U.S.,” and “Loans to nondepository institutions and other loans.”

OTS Form 1313

- 18 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association ______________________
Docket Number ___________________

Schedule LD – Loan Data

Report Date ________________ , 2011

HIGH LOAN-TO-VALUE LOANS SECURED BY 1-4 AND MULTIFAMILY
PROPERTIES, WITHOUT PMI OR GOVERNMENT GUARANTEE
Balances at Quarter-end:
90% up to 100% LTV: 1-4 Family .......................................................................
90% up to 100% LTV: Multifamily.......................................................................
100% and greater LTV: 1-4 Family.....................................................................
100% and greater LTV: Multifamily ....................................................................
Past Due and Nonaccrual Balances:
Past Due and Still Accruing:
30-89 Days:
90% up to 100% LTV: 1-4 Family ...................................................................
90% up to 100% LTV: Multifamily ...................................................................
100% and greater LTV: 1-4 Family .................................................................
100% and greater LTV: Multifamily.................................................................
90 Days or More:
90% up to 100% LTV: 1-4 Family ...................................................................
90% up to 100% LTV: Multifamily ...................................................................
100% and greater LTV: 1-4 Family .................................................................
100% and greater LTV: Multifamily.................................................................
Nonaccrual:
90% up to 100% LTV: 1-4 Family ...................................................................
90% up to 100% LTV: Multifamily ...................................................................
100% and greater LTV: 1-4 Family .................................................................
100% and greater LTV: Multifamily.................................................................
Charge-offs and Recoveries:
Net Charge-offs (including Specific Valuation Allowance Provisions & Transfers
From General to Specific Allowances)
90% up to 100% LTV: 1-4 Family ...................................................................
90% up to 100% LTV: Multifamily ...................................................................
100% and greater LTV: 1-4 Family .................................................................
100% and greater LTV: Multifamily.................................................................
Purchases:
90% up to 100% LTV: 1-4 Family......................................................................
90% up to 100% LTV: Multifamily .....................................................................
100% and greater LTV: 1-4 Family ...................................................................
100% and greater LTV: Multifamily ...................................................................
Originations:
90% up to 100% LTV: 1-4 Family ......................................................................
90% up to 100% LTV: Multifamily......................................................................
100% and greater LTV: 1-4 Family....................................................................
100% and greater LTV: Multifamily ...................................................................

OTS Form 1313

- 19 -

(Report in Thousands of Dollars)

Lines

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LD110
LD111
LD120
LD121

LD210
LD211
LD220
LD221
LD230
LD231
LD240
LD241
LD250
LD251
LD260
LD261

LD310
LD311
LD320
LD321
LD410
LD411
LD420
LD421
LD430
LD431
LD440
LD441

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association ______________________
Docket Number ___________________

Schedule LD – Loan Data

Report Date ________________ , 2011

(Report in Thousands of Dollars)

Sales:
90% up to 100% LTV:1-4 Family .......................................................................
90% up to 100% LTV: Multifamily......................................................................
100% and greater LTV: 1-4 Family....................................................................
100% and greater LTV: Multifamily ...................................................................

Lines
LD450
LD451
LD460
LD461

SUPPLEMENTAL LOAN DATA FOR ALL LOANS
1-4 Dwelling Units Construction-to-Permanent Loans ..........................................
Owner-Occupied Multifamily Permanent Loans ...................................................
Owner-Occupied Nonresidential Property (Except Land) Permanent Loans ........

LD510
LD520
LD530

1-4 Dwelling Units Option ARM Loans .................................................................
1-4 Dwelling Units ARM Loans with Negative Amortization ..................................
Total Capitalized Negative Amortization ..............................................................

LD610
LD620
LD650

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CONSTRUCTION LOANS WITH CAPITALIZED INTEREST
Construction Loans on 1-4 Dwelling Units with Capitalized Interest ...................
Capitalized Interest on Construction Loans on 1-4 Dwelling Units Included in
Current Quarter Income ...................................................................................
Construction Loans on Multifamily (5 or More) Dwelling Units with Capitalized
Interest
................................................................................................................
Interest
.............................................................................................................
Capitalized Interest on Multifamily (5 or More) Dwelling Units Included in
Current
Quarter
Income
.......................................................................................
Current
Quarter
Income
...................................................................................
Construction Loans on Nonresidential Property (Except Land)
With Capitalized Interest ..................................................................................
Capitalized Interest on Construction Loans on Nonresidential Property
(Except Land) Included in Current Quarter Income ..........................................

LD710
LD715
LD720
LD725
LD730
LD735

COLLATERALIZED DEBT OBLIGATIONS, COLLATERALIZED LOAN
OBLIGATIONS, AND COMMERCIAL MORTGAGE-BACKED SECURITIES
Collateralized Debt Obligations: Carrying Value .................................................
Collateralized Debt Obligations: Market Value ..................................................

LD750
LD755

Collateralized Loan Obligations: Carrying Value ................................................
Collateralized Loan Obligations: Market Value ..................................................

LD760
LD765

Commercial Mortgage-Backed Securities: Carrying Value .................................
Commercial Mortgage-Backed Securities: Market Value ....................................

LD770
LD775

OTS Form 1313

- 20 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule CC – Consolidated Commitments and Contingencies

Commitments Outstanding:
Undisbursed Balance of Loans Closed (Loans-in-Process
Excluding Lines of Credit):
Mortgage Construction Loans ..............................................................................
Other Mortgage Loans .........................................................................................
Nonmortgage Loans .............................................................................................

CC105
CC115
CC125

To Originate Mortgages Secured by:
1-4 Dwelling Units ................................................................................................
Multifamily (5 or More) Dwelling Units ..................................................................
All Other Real Estate............................................................................................
To Originate Nonmortgage Loans ...........................................................................
To Purchase Loans .................................................................................................
To Sell Loans ..........................................................................................................
To Purchase Mortgage-Backed Securities ..............................................................
To Sell Mortgage-Backed Securities .......................................................................
To Purchase Investment Securities .........................................................................
To Sell Investment Securities ..................................................................................

CC280
CC290
CC300
CC310
CC320
CC330
CC335
CC355
CC365
CC375

Lines and Letters of Credit:
Unused Lines of Credit:
Revolving, Open-End Loans on 1-4 Dwelling Units ..............................................
Commercial Lines ................................................................................................
Open-End Lines:
Credit Cards-Consumer .......................................................................................
Credit Cards-Other ...............................................................................................
Other ....................................................................................................................

(Report in Thousands of Dollars)

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CC423
CC424
CC425

CC430
CC435

Recourse Obligations and Direct Credit Substitutes:
Total Principal Amount of Assets Covered by Recourse Obligations or
Direct Credit Substitutes ........................................................................................

CC455

Amount of Direct Credit Substitutes on Assets in CC455 ........................................
Amount of Recourse Obligations on Assets in CC455.............................................
Amount of Recourse Obligations on Loans in CC468 where Recourse is:
120 Days or Less..................................................................................................
Greater than 120 Days .........................................................................................

CC465
CC468

Other Contingent Liabilities...................................................................................

CC480

Contingent Assets ..................................................................................................

CC490

- 21 -

Mil

CC412
CC420

Letters of Credit:
Commercial..........................................................................................................
Standby, Not Included on CC465 or CC468 .........................................................

OTS Form 1313

Bil

CC469
CC471

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule CF – Consolidated Cash Flow Information

Mortgage-Backed Securities:
Pass-Through:
Purchases .............................................................................................................
Sales .....................................................................................................................
Other Balance Changes ........................................................................................
Other Mortgage-Backed Securities:
Purchases .............................................................................................................
Sales .....................................................................................................................
Other Balance Changes ........................................................................................
Mortgage Loans:
Mortgage Loans Disbursed:
Construction Loans on:
1-4 Dwelling Units..................................................................................................
Multifamily (5 or More) Dwelling Units ..................................................................
Nonresidential ......................................................................................................
Permanent Loans on:
1-4 Dwelling Units..................................................................................................
Home Equity and Junior Liens..............................................................................
Multifamily (5 or More) Dwelling Units ..................................................................
Nonresidential (Except Land) ...............................................................................
Land .....................................................................................................................
Loans and Participations Purchased, Secured By:
1-4 Dwelling Units ..................................................................................................
Purchased from Entities Other than Federally-Insured Depository Institutions
or Their Subsidiaries ..........................................................................................
Home Equity and Junior Liens ...............................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential .......................................................................................................
Loans and Participations Sold, Secured By:
1-4 Dwelling Units ..................................................................................................
Home Equity and Junior Liens ...............................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential .......................................................................................................
Memo: Refinancing Loans ......................................................................................
Memo: Loans Sold with Recourse of 120 Days or Less ..........................................
Memo: Loans Sold with Recourse Greater than 120 Days ...................................
Nonmortgage Loans:
Commercial:
Closed or Purchased .............................................................................................
Sales .....................................................................................................................
Consumer:
Closed or Purchased .............................................................................................
Sales .....................................................................................................................
Deposits:
Interest Credited to Deposits ................................................................................

OTS Form 1313

- 22 -

(Report in Thousands of Dollars)
For the Quarter
Lines
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CF143
CF145
CF148
CF153
CF155
CF158

CF190
CF200
CF210
CF225
CF226
CF245
CF260
CF270
CF280
CF281
CF282
CF290
CF300
CF310
CF311
CF320
CF330
CF361
CF365
CF366

CF390
CF395
CF400
CF405
CF430

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule DI – Consolidated Deposit Information

Deposit Data:
Total Broker-Originated Deposits:
Fully Insured: With Balances Less than $100,000 .................................................
Fully Insured: With Balances of $100,000 through $250,000 .................................
Other .....................................................................................................................
Interest Expense for Fully Insured Brokered Deposits ...........................................
Interest Expense for Other Brokered Deposits ......................................................
Total Amount of Deposits Obtained Through Deposit Listing Services That Are Not
Brokered
Not Brokered Deposits ..........................................................................................
Deposits (Excluding Retirement Accounts) with Balances:
$250,000 or Less ...................................................................................................
Greater than $250,000...........................................................................................
Number of Deposit Accounts (Excluding Retirement Accounts) with Balances:
$250,000 or Less ........................................................................... Actual Number
Greater than $250,000................................................................... Actual Number
Retirement Deposits with Balances:
$250,000 or Less ...................................................................................................
Greater Than $250,000 .........................................................................................
Number of Retirement Deposit Accounts with Balances:
$250,000 or Less............................................................................ Actual Number
Greater Than $250,000 .................................................................. Actual Number

(Report in Thousands of Dollars)

Lines

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DI117
DI120
DI130
DI150
DI160
DI170
DI175
DI180
DI185
DI200
DI210
DI220
DI230

Non-Interest-Bearing Demand Deposits ...................................................................

DI610

- 23 -

Mil

DI100
DI102
DI110
DI114
DI116

IRA/Keogh Accounts ...............................................................................................
Uninsured Deposits.................................................................................................
Preferred Deposits ..................................................................................................
Reciprocal Brokered Deposits …………………………………………………………..
Components of Deposits and Escrows:
Transaction Accounts (Including Demand Deposits) ...............................................
Money Market Deposit Accounts .............................................................................
Passbook Accounts (Including Nondemand Escrows) .............................................
Time Deposits .........................................................................................................
Time Deposits of $100,000 through $250,000 (Excluding Brokered Time
Deposits
Deposits Participated Out by the Broker in Shares of Less Than $100,000 and
and Brokered Certificates of Deposit Issued in $1,000 Amounts Under a Master
Certificate of Deposit) .........................................................................................
Time Deposits Greater than $250,000 ................................................................
IRA/Keogh Accounts of $100,000 or Greater Included in Time Deposits ............
Average Daily Deposits Totals:
Fully Insured Brokered Time Deposits ................................................................
Other Brokered Time Deposits ..........................................................................

OTS Form 1313

Bil

DI310
DI320
DI330
DI340

DI350
DI352
DI360
DI544
DI545

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule DI – Consolidated Deposit Information
(Report in Thousands of Dollars)

Lines

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Deposit Data for Deposit Insurance Premium Assessments:
Quarter-End Deposit Totals:
Total Deposit Liabilities Before Exclusions (Gross) as Defined in Section 3(l) of the
FDI Act and FDIC Regulations ..............................................................................
Total Allowable Exclusions (Including Foreign Deposits) ..........................................
Total Foreign Deposits (Included in Total Allowable Exclusions) ..............................
Unsecured Federal Funds Purchased .....................................................................
Secured Federal Funds Purchased .........................................................................
Securities Sold Under Agreements to Repurchase ..................................................
Unsecured “Other Borrowings” With a Remaining Maturity of:
One Year or Less ................................................................................................
Over One Year ....................................................................................................
Subordinated Debentures With a Remaining Maturity of:
One Year or Less ................................................................................................
Over One Year ....................................................................................................

DI510
DI520
DI530
DI630
DI635
DI641
DI645
DI651
DI655
DI660

Deposit Data for Noninterest Bearing Transaction Accounts as defined in
Section 343 of the "Dodd-Frank Wall Street Reform and Consumer Protection
Act of 2010"
Quarter-End Amount of Noninterest-bearing Transaction Accounts Of More than
than $250,000 (Including Balances Swept from Noninterest-bearing Transaction
Accounts to Noninterest-bearing Savings Accounts) .............................................

DI580

Quarter-End Number of Noninterest-bearing Transaction Accounts Of More than
$250,000 ........................................................................................ Actual Number

DI585

OTS Form 1313

- 24 -

_ _ _,_ _ _,_ _ _

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)

Miscellaneous:
Number of Full-time Equivalent Employees .........................................................................
Financial Assets Held for Trading Purposes ........................................................................
Financial Assets Carried at Fair Value through Earnings .....................................................
Financial Liabilities Carried at Fair Value through Earnings .................................................
Available-for-Sale Securities ...............................................................................................
Assets Held for Sale ...........................................................................................................
Loans Serviced for Others ..................................................................................................
Pledged Loans ....................................................................................................................
Pledged Trading Assets ......................................................................................................

Lines

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SI370
SI375
SI376
SI377
SI385
SI387
SI390
SI394
SI395

Residual Interests:
Residual Interests in the Form of Interest-Only Strips..........................................................
Other Residual Interests .....................................................................................................

SI402
SI404

Qualified Thrift Lender Test:
Actual Thrift Investment Percentage at Month-end:
First Month of Quarter .......................................................................................................
Second Month of Quarter ..................................................................................................
Third Month of Quarter ......................................................................................................

SI581
SI582
SI583

__ __ __ . __ __%
__ __ __ . __ __%
__ __ __ . __ __%

IRS Domestic Building and Loan Test:
Percent of Assets Test ........................................................................................................
Do you meet the DBLA business operations test? ...............................................................

SI585
SI586

__ __ __ . __ __%

Aggregate Investment in Service Corporations ...............................................................

SI588

YES

NO

Extensions of credit by the reporting association (and its controlled subsidiaries) to its executive
officers, principal shareholders, directors, and their related interests as of the report date:
Aggregate amount of all extensions of credit ....................................................................... SI590
Number of executive officers, principal shareholders, and directors to whom the
amount of all extensions of credit (including extensions of credit to related
interests) equals or exceeds the lesser of $500,000 or 5 percent of unimpaired
capital and unimpaired surplus (CCR30 + CCR35 + CCR530 + CCR105) ...........................
Summary of Changes in Savings Association Equity Capital:
Savings Association Equity Capital, Beginning Balance from Prior Qtr (SC80) ....................
Net Income (Loss) Attributable to Savings Association (SO91)............................................
Dividends Declared:
Preferred Stock .................................................................................................................
Common Stock .................................................................................................................
Stock Issued ........................................................................................................................
Stock Retired .......................................................................................................................

OTS Form 1313

- 25 -

SI595

SI600
SI610
SI620
SI630
SI640
SI650

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)

Lines
Capital Contributions (Where No Stock is Issued) ..............................................................
New Basis Accounting Adjustments ....................................................................................
Other Comprehensive Income ............................................................................................
Prior Period Adjustments ....................................................................................................
Other Adjustments ..............................................................................................................
Savings Association Equity Capital, Ending Balance (SC80) (600 + 610 – 620
– 630 + 640 – 650 + 655 + 660 + 662 + 668 + 671) ...........................................................
Transactions With Affiliates:
Activity During the Quarter of Covered Transactions with Affiliates
Subject to Quantitative Limits ............................................................................................
Activity During the Quarter of Other Covered Transactions with Affiliates
Not Subject to Quantitative Limits ......................................................................................
Captive Insurance and Reinsurance Subsidiaries:
Total Assets of Captive Insurance Subsidiaries ...................................................................
Total Assets of Captive Reinsurance Subsidiaries...............................................................
Assets Covered by Loss-Sharing Agreements with the FDIC:
Loans and leases (included in Schedule SC) .....................................................................
Loans secured by real estate in domestic offices:
Construction, land development, and other land loans:
1-4 family residential construction loans ......................................................................
Other construction loans and all land development and other land loans ................
Secured by farmland ..................................................................................................
Secured by 1-4 family residential properties:
Revolving Open-End Loans secured by 1-4 family residential properties and
extended under lines of credit............................................................................
……………………………………………………………si
Closed-end loans secured by 1-4 family residential properties:
Secured by first liens ......................................................................................
Secured by junior liens ...................................................................................
Secured by multifamily (5 or more) residential properties ............................................
Secured by nonfarm nonresidential properties ............................................................
Loans secured by owner-occupied nonfarm nonresidential properties ....................
Loans secured by other nonfarm nonresidential properties .....................................
Loans to finance agricultural production and other loans to farmers ............................
Commercial and Industrial loans ................................................................................
Loans to individuals for household, family, and other personal expenditures:
Credit cards ..........................................................................................................
Automobile loans ..................................................................................................
Other (includes single payment, installment, all student loans, and revolving
credit card plans other than credit cards) ..............................................................
All other loans and all leases .....................................................................................

OTS Form 1313

- 26 -

Bil

Mil

Thou

SI655
SI660
SI662
SI668
SI671
SI680

SI750
SI760

SI762
SI763

SI770

SI764
SI765
SI766

SI767
SI768
SI769
SI771
SI773
SI775
SI777
SI778
SI779
SI780
SI781
SI782
SI783

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)

Lines
Itemize the categories of loans and leases (as defined in Schedule SC) included in Item
SI783 above that exceed 10% of total loans and leases covered by loss-sharing
agreements with the FDIC (sum of Items Item SI764 through SI783 above):
Loans to depository institutions and acceptances of other banks ....................................
Loans to foreign governments and official institutions ....................................................
1
Other loans ………………………………………………………………………………………
Lease financing receivables ...........................................................................................
Real estate owned (included in Schedule SC) .....................................................................
Construction, land development, and other land in domestic offices ...............................
Farmland .......................................................................................................................
1-4 family residential properties......................................................................................
Multifamily (5 or more) residential properties ..................................................................
Nonfarm nonresidential properties .................................................................................
Portion of covered other real estate owned included in items SI789 through SI794
above that is protected by FDIC loss-sharing agreements .........................................
Debt securities included in Schedule SC
Other assets (excludes FDIC loss-sharing indemnification assets).......................................

Bil

Mil

Thou

SI784
SI785
SI786
SI787
SI772
SI789
SI790
SI791
SI792
SI793
SI795
SI774
SI776

1

Includes “Obligations (other than securities and leases) of states and political subdivisions in the
U.S.”
and”
In the
U.S.” and “Loans to nondepository financial institutions and other loans.”

Mutual Fund and Annuity Sales:
Total Assets you Manage of Proprietary Mutual Funds and Annuities..................................

SI815

Average Balance Sheet Data (Based on Month-End Data):
Total Assets .......................................................................................................................
Deposits and Investments Excluding Non-Interest-Earning Items ........................................
Mortgage Loans and Mortgage-Backed Securities ..............................................................
Nonmortgage Loans ...........................................................................................................
Deposits and Escrows ........................................................................................................
Total Borrowings ................................................................................................................

SI870
SI875
SI880
SI885
SI890
SI895

Brokerage Activities:
Does your institution, without trust powers, act as trustee or custodian
for Individual Retirement Accounts, Health Savings Accounts, and other
similar accounts that are invested in non-deposit products? ...............................................
Does your institution provide custody, safekeeping, or other services involving
the acceptance of orders for the sale or purchase of securities? ........................................
Does your institution engage in third party broker arrangements, commonly referred to as
“networking”, to sell securities products or services to thrift customers? .............................
Does your institution sweep deposit funds into any open-end investment
management company registered under the Investment Company Act of 1940
that holds itself out as a money market fund? ....................................................................

OTS Form 1313

- 27 -

SI901

YES

NO

SI905

YES

NO

SI911

YES

NO

SI915

YES

NO

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SQ – Consolidated Supplemental Questions

All questions except 310 should be completed for the reporting savings
association only.

Lines

Your fiscal year-end .................................................................................................

SQ270

Check the
Appropriate Box
mm

____

____

Code representing nature of work to be performed by independent public
accountants for the current fiscal year.....................................................................

SQ280

____

Did you change your independent public accountant during the quarter? .................

SQ300

YES

NO

Did you and your consolidated subsidiaries have any outstanding futures or options
positions at quarter-end? ........................................................................................

SQ310

YES

NO

Do you have a Subchapter S election in effect for federal income tax purposes
for the current tax year? ..........................................................................................

SQ320

YES

NO

Have you been consolidated with your parent in another TFR? If so, enter the OTS
docket number of your parent savings association. .................................................

SQ410

Have you been consolidated with your parent in a Commercial Bank Call Report?
If so, enter the FDIC certificate number of your parent commercial bank. ...............

SQ420

Web Site Information:
If you have a web page on the Internet, indicate your main Internet home page
address (for transactional or nontransactional web sites). (78 characters maximum)
SQ530
Do you provide transactional Internet banking to your customers,
as defined in 12 CFR 555.300(b)? .........................................................................

SQ540

YES

NO

OTS Form 1313

- 28 -

Code

____

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule SB – Consolidated Small Business Loans
Lines

Do you have any small business loans to report in this schedule? ..........................
Loans to Small Businesses and Small Farms:
Do you have any loans secured primarily by farms reported
on SC260 or any loans to finance agricultural production or other loans to
farmers reported on SC300, 303, and 306? ...........................................................
If 100 is yes, complete lines 300 through 650 (Do not complete 110 thru 210).
If no, complete the following item,110.
Are all or substantially all of your commercial loans (Schedule SC
lines 260, 300, 303, and 306) loans with original amounts of $100,000 or less? ....
If 110 is yes, complete the following lines, 200 and 210, only. If no, complete
Lines 300 through 450, only.
Number of loans reported on lines:
SC260.....................................................................................................................
SC300, 303, and 306 ..............................................................................................
Number and amount outstanding of permanent mortgage
loans secured by nonfarm, nonresidential properties
reported on SC260:
With original amounts of:
$100,000 or less.....................................................................
Greater than $100,000 thru $250,000 ..................................
Greater than $250,000 thru $1 million ..................................
Number and amount outstanding of nonmortgage,
nonagricultural commercial loans reported on SC300, 303,
and 306:
With original amounts of:
$100,000 or less.....................................................................
Greater than $100,000 thru $250,000 ..................................
Greater than $250,000 thru $1 million ..................................
Number and amount outstanding of loans secured primarily
by farms reported on SC260:
With original amounts of:
$100,000 or less.....................................................................
Greater than $100,000 thru $250,000 ..................................
Greater than $250,000 thru $500,000 ..................................
Number and amount outstanding of nonmortgage,
commercial loans to finance agricultural production and
other nonmortgage commercial loans to farmers reported
on SC300, 303, and 306:
With original amounts of:
$100,000 or less.....................................................................
Greater than $100,000 thru $250,000 ..................................
Greater than $250,000 thru $500,000 ..................................

OTS Form 1313

SB010

YES

NO

SB100

YES

NO

SB110

YES

NO

Actual Number
SB200
SB210
Outstanding
Balance

Number of Loans
Actual Number

(Report in Thousands of Dollars)
Bil
Mil
Thou

SB300
SB320
SB340

SB310
SB330
SB350

SB400
SB420
SB440

SB410
SB430
SB450

SB500
SB520
SB540

SB510
SB530
SB550

SB600
SB620
SB640

SB610
SB630
SB650

- 29 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _____________________
Docket Number __________________
Report Date ________________ , 2011

Schedule FS – Fiduciary and Related Services
Lines
FS110
FS120

Does your institution have fiduciary powers? ........................................................................
YES
NO
Does your institution exercise the fiduciary powers it has been granted? ..............................
YES
NO
Does your institution have any fiduciary or related activity (in the form of assets or
accounts) to report in this schedule? ................................................................................... FS130
YES
NO
If the answer to FS130 is ”NO,” do not complete the rest of Schedule FS.
If the answer to FS130 is “YES,” complete the applicable items of Schedule FS as follows:
 If your total fiduciary assets (FS20 + FS21) are greater than $250 million for the preceding calendar year or your gross
fiduciary and related services income was greater than 10 percent of total revenue (net interest income plus noninterest
income), you must complete:
1. FS210 through FS30 and FS610 through FS65 each quarter;
2. FS391 through FS35 annually, with the December report; and
3. All memoranda items, FS410 through FS72 (except for FS610 – FS65), annually with the December report.
 If your total fiduciary assets (FS20 + FS21) are greater than $100 million but less than or equal to $250 million for the
preceding calendar year or your gross fiduciary and related services income was not greater than 10 percent of total
revenue (net interest income plus noninterest income), you must complete:
1. FS210 through FS291 each quarter; and
2. FS310 through FS35 and all memorandum items, FS410 through FS72, annually with the
December report.
 If your total fiduciary assets (FS20 + FS21) are $100 million or less for the preceding calendar year or your gross
fiduciary and related services income was not greater than 10 percent of total revenue (net interest income plus
noninterest income), you must complete:
1. FS210 through FS291 each quarter; and
2. Memorandum items, FS410 through FS65, annually with the December report.
(Report in Actual Numbers)

(Report in Thousands of Dollars)
Managed Assets
Nonmanaged Assets
FIDUCIARY AND RELATED ASSETS Lines Bil Mil Thou Lines Bil Mil Thou
Personal Trust and Agency Accounts .. FS210
FS211
Retirement-related Trust and Agency Accounts:
Employee Benefit –
Defined Contribution ....................... FS220
FS221
Employee Benefit –
Defined Benefit ............................... FS230
FS231
Other Retirement Accounts .............. FS240
FS241
Corporate Trust and Agency Accounts FS250
FS251
Investment Management and
Investment Advisory Agency Accounts FS260
FS261
Foundations and Endowments ............ FS264
FS265
Other Fiduciary Accounts .................... FS270
FS271
Total Fiduciary Accounts ................. FS20
FS21
Custody and Safekeeping Accounts ....
FS280
IRAs, HSAs, and Similar Accounts ...... FS234
FS235
Assets Included Above that are Excluded
For Purposes for the OTS
Assessment Complexity Component.. FS290
FS291

OTS Form 1313

- 30 -

Number of
Managed
Accounts

Number of
Nonmanaged
Accounts

Lines
FS212

Lines
FS213

FS222

FS223

FS232
FS242
FS252

FS233
FS243
FS253

FS262
FS266
FS272
FS22

FS263
FS267
FS273
FS23
FS281
FS237

FS236

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _____________________
Docket Number __________________
Report Date ________________ , 2011

Schedule FS – Fiduciary and Related Services
(Report Calendar Year-to-Date in
Thousands of Dollars)

FIDUCIARY AND RELATED SERVICES INCOME (CALENDAR YEAR-TO-DATE)

Lines

Personal Trust and Agency Accounts ......................................................................
Retirement-related Trust and Agency Accounts:
Employee Benefit – Defined Contribution .............................................................
Employee Benefit – Defined Benefit .....................................................................
Other Retirement Accounts ..................................................................................
Corporate Trust and Agency Accounts ....................................................................
Investment Management and Investment Advisory Agency Accounts ......................
Foundations and Endowments ................................................................................
Other Fiduciary Accounts ........................................................................................
Custody and Safekeeping Accounts ........................................................................
Other Fiduciary and Related Services Income ........................................................
Total Gross Fiduciary and Related Services Income (310 thru 390) ...................
Less: Expenses.......................................................................................................
Less: Net Losses from Fiduciary and Related Services ...........................................
Plus: Intracompany Income Credits for Fiduciary and Related Services ...................
Net Fiduciary and Related Services Income (30 – 391 – 392 + 393) ....................

FS310

OTS Form 1313

- 31 -

FS320
FS330
FS340
FS350
FS360
FS365
FS370
FS380
FS390
FS30
FS391
FS392
FS393
FS35

Bil

Mi
l

Thou

(
R
e
p
o
r
t
C
a
l
e
n
d
a
r
Y
e
a
r
t
o
D
a
t
e
i
n
T
h
o
u
s
a
n
d
s
o
f
D
o
ll
a
r
s
)

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _____________________
Docket Number __________________
Report Date ________________ , 2011

Schedule FS – Fiduciary and Related Services

Memoranda
1. Managed Assets Held in Fiduciary Accounts:

Non-Interest-Bearing Deposits ....................................
Interest Bearing Deposits ............................................
U.S. Treasury and U.S. Government
Agency Obligations ...................................................
State, County, and Municipal Obligations ....................
Mutual Funds
Money Market .........................................................
Equity .....................................................................
Other ......................................................................
Common Trust Funds and Collective
Investment Funds ......................................................
Other Short-Term Obligations......................................
Other Notes and Bonds ...............................................
Investments in Unregistered Funds
and Private Equity Investments .................................
Other Common and Preferred Stocks ..........................
Real Estate Mortgages ................................................
Real Estate .................................................................
Miscellaneous Assets..................................................
Total Managed Assets .............................................
Investments of Managed Fiduciary Accounts in Advised
ororSponsored
Sponsored Mutual Funds
Managed Assets ...................................................
Number of Managed Accounts ..............................

OTS Form 1313

Personal Trust and
Agency, Investment
Management
Agency Accounts
Lines Bil Mil Th
FS410
FS415

Lines
FS411
FS416

FS420
FS425

FS421
FS426

FS422
FS427

FS428
FS431
FS437

FS429
FS432
FS438

FS430
FS433
FS439

FS463
FS434
FS440

FS464
FS435
FS441

FS465
FS436
FS442

FS466
FS445
FS450
FS455
FS460
FS40

FS467
FS446
FS451
FS456
FS461
FS41

FS468
FS447
FS452
FS457
FS462
FS42

Employee Benefit and
Retirement Related
Accounts
Bil

Mil

Th

All Other Accounts
Lines
FS412
FS417

Bil

Mil

Th

FS495
FS496

- 32 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _____________________
Docket Number __________________
Report Date ________________ , 2011

Schedule FS – Fiduciary and Related Services
(Actual Number)

(Report in Thousands of Dollars)

Number of Issues

Principal Amount
Outstanding

Memoranda – Continued
Lines
2. Corporate Trust and Agency Accounts:
Corporate and Municipal Trusteeships ..............................
Issues Reported in FS510 and FS515 that are in Default...
Transfer Agent, Registrar, Paying Agent, and Other
Corporate Agency ............................................................

Number

Lines

Tho
u

FS515
FS517

FS520
(Actual Number)

Lines

Market Value of
Fund
Assets
C

Number

Lines

FS610
FS620
FS630
FS640
FS650
FS660
FS670
FS60

FS615
FS625
FS635
FS645
FS655
FS665
FS675
FS65

a
l
e
n
d
a
r

Bil

Mil

Tho
u

Y
e
a
r
t
o
(Report Calendar Year-to-Date in Thousands
of Dollars)
D
Gross Losses
Recoveries
a
Managed
Nonmanaged
t
Accounts
Accounts
e

Lines
4. Fiduciary Settlements, Surcharges, and Other
Losses (Calendar Year-to-Date):
Personal Trust and Agency Accounts ..........................
Retirement-Related Employee Benefit Accounts..........
Investment Management and Investment
Advisory Agency Accounts ........................................
Other Fiduciary Accounts and Related Services ..........
Total Fiduciary Settlements, Surcharges, and
Other Losses (70 + 71 – 72 = 392) ...........................

Mil

(
R
e
p
o
r
(Report in tThousands of Dollars)

FS510
FS516

Number of Funds

3. Collective Investment Funds and Common
Trust Funds:
Domestic Equity ..............................................................
International/Global Equity ...............................................
Stock/Bond Blend ............................................................
Taxable Bond ..................................................................
Municipal Bond ................................................................
Short-Term Investments/Money Market ...........................
Specialty/Other ................................................................
Total Collective Investment Funds ...............................

Bil

FS710
FS720

Mil

Tho
u

Lines

FS711
FS721

FS730
FS740

FS731
FS741

FS70

FS71

Mil

Thou

Lines

Mil

Thou

i
n

FS712
TFS722
h
oFS732
u
FS742
s
a
n FS72
d
s
o
f

OTS Form 1313

- 33 -

D
o
l
l
a

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule HC – Thrift Holding Company

Holding Company Number ....................................................................................

HC100

H
mm

Fiscal Year End .....................................................................................................

HC110

Stock Exchange Ticker Symbol .............................................................................

HC125

____

___

SEC File Number .................................................................................... HC130
Website Address (78 characters maximum) ..... HC140
Parent Only

Consolidated

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Total Assets .........................................................
Total Liabilities .....................................................
Equity:
Perpetual Preferred Stock:
Cumulative ......................................................
Noncumulative ..................................................
Common Stock:
Par Value ..........................................................
Paid in Excess of Par ........................................
Accumulated Other Comprehensive Income:
Accumulated Gains (Losses) on Certain
Securities
Gains (Losses) on Cash Flow Hedges ..............
Other ................................................................
Retained Earnings ................................................
Other Components of Equity ................................
Total Holding Company Equity ..........................
Noncontrolling Interests in
Consolidated Subsidiaries ...............................
Total Equity ..........................................................
Total Liabilities and Equity ....................................
Net Income (Loss) Attributable to:
Holding Company and Noncontrolling Interests
Holding Company .............................................
Dividends Declared Attributable to:
Holding Company .............................................

OTS Form 1313

Bil

Mil

Thou

Lines

HC210
HC220

HC600
HC610

HC221
HC222

HC621
HC622

HC223
HC224

HC623
HC624

HC225
HC226
HC227
HC228
HC229

HC625
HC626
HC627
HC628
HC629
HC60

HC240

HC620
HC630

HC20

HC70

HC250

HC635
HC640

HC575

HC775

- 34 -

Bil

Mil

Thou

Proposed March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule HC – Thrift Holding Company
Parent Only

Consolidated

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Included in Total Assets:
Cash, Deposits, and Investment Securities ........
Receivable from Subsidiaries:
Savings Association .........................................
Other Subsidiaries ............................................
Investment in Subsidiaries:
Savings Association .........................................
Other Subsidiaries ............................................
Intangible Assets:
Mortgage Servicing Assets.................................
Nonmortgage Servicing Assets and Other .........
Deferred Policy Acquisition Costs ........................
Included in Total Liabilities (Excluding Deposits)
Payable to Subsidiaries:
Savings Association Subsidiaries:
Transactional .................................................
Debt ...............................................................
Other Subsidiaries:
Transactional .................................................
Debt ...............................................................
Trust Preferred Instruments ................................
Other Debt Maturing In 12 Months or Less .........
Other Debt Maturing In More Than 12 Months ...
Reflected in Net Income:
Interest Income ..................................................
Dividends:
From Savings Association Subsidiaries ...........
From Other Subsidiaries ..................................
Total Income ......................................................
Interest Expense:
Trust Preferred Instruments ..............................
All Other Debt ...................................................
Total Expenses ..................................................
Total Income Taxes ............................................
Net Cash Flow from Operations Attributable to
Holding Company .............................................

OTS Form 1313

HC301

Bil

Mil

Thou

Lines

Bil

Mil

Thou

HC601

HC310
HC320
HC330
HC340
HC350
HC360
HC370

HC650
HC655
HC660

HC410
HC420
HC430
HC440
HC445
HC450
HC460

HC670
HC680
HC690

HC505

HC705

HC525
HC535
HC509

HC709

HC545
HC555
HC570

HC710
HC720
HC770

HC571

HC771

HC565

HC730

- 35 -

Proposed March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule HC – Thrift Holding Company

Supplemental Questions:
Have any significant subsidiaries of the holding company been formed, sold, or
dissolved during the quarter? ...............................................................................

HC810

YES

NO

HC815

YES

NO

HC820
HC825
HC830
HC835

YES
YES
YES
YES

NO
NO
NO
NO

HC840

YES

NO

Has the holding company appointed any new senior executive officers or directors
during the quarter?...............................................................................................

HC845

YES

NO

Has the holding company or any of its subsidiaries entered into a new pledge, or
changed the terms and conditions of any existing pledge, of capital stock of any
subsidiary savings association that secures short-term or long-term debt or
other borrowings of the holding company? ...........................................................

HC850

YES

NO

Has the holding company or any of its subsidiaries implemented changes to any
class of securities that would negatively impact investors? ..................................

HC855

YES

NO

Has there been any default in the payment of principal, interest, a sinking or
purchase fund installment, or any other default of the holding company or any
of its subsidiaries during the quarter?...................................................................

HC860

YES

NO

Has there been a change in the holding company’s independent auditors during
the quarter? .........................................................................................................

HC865

YES

NO

Has there been a change in the holding company’s fiscal year end during the
quarter? ...............................................................................................................

HC870

YES

NO

Does the holding company or any of its GAAP-consolidated subsidiaries (other
than the reporting thrift) control other U.S. depository institutions? ......................

HC875

YES

NO

Is the holding company or any of its subsidiaries:
A broker or dealer registered under the Securities Exchange Act of 1934? ..........
An investment adviser regulated by the Securities Exchange Commission
or any State? .....................................................................................................
An investment company registered under the Investment Company Act of 1940?
An insurance company subject to supervision by a State insurance regulator? ....
Subject to regulation by the Commodity Futures Trading Commission?...............
Or affiliates conducting operations outside of the U.S. through a
foreign branch or subsidiary?..............................................................................

If located in the U.S. or its territories, provide the FDIC certificate number:

OTS Form 1313

- 36 -

HC876
HC877
HC878
HC879
HC880

Proposed March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule CCR – Consolidated Capital Requirement

TIER 1 (CORE) CAPITAL REQUIREMENT:

(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou

Tier 1 (Core) Capital
Total Savings Association Equity Capital (SC80) ....................................................
Deduct:
Investments in, Advances to, and Noncontrolling Interests in
Interest
in
Nonincludable
Subsidiaries ...............................................................................
Nonincludable”
Subsidiaries
Goodwill and Certain Other.....................................................................................
Intangible Assets ........................................................
Disallowed Servicing Assets, Disallowed Deferred Tax Assets, Disallowed
Residual Interests, and Other Disallowed Assets .................................................
Other .....................................................................................................................
Add:
Accumulated Losses (Gains) on Certain Securities and Cash Flow Hedges..........
Intangible Assets ...................................................................................................
Qualifying Noncontrolling (Minority) Interest in Consolidated Subsidiaries ............
Other .....................................................................................................................
Tier 1 (Core) Capital (100 – 105 – 115 – 133 – 134 + 180 + 185 + 195) ................
Adjusted Total Assets
Total Assets (SC60) ................................................................................................
Deduct:
Assets of “Nonincludable” Subsidiaries..................................................................
Goodwill and Certain Other Intangible Assets ........................................................
Disallowed Servicing Assets, Disallowed Deferred Tax Assets, Disallowed
Residual Interests, and Other Disallowed Assets .................................................
Other .....................................................................................................................
Add:
Accumulated Losses (Gains) on Certain Securities and Cash Flow Hedges..........
Intangible Assets ...................................................................................................
Other .....................................................................................................................
Adjusted Total Assets (205 – 260 – 265 – 270 – 275 + 280 + 285 + 290) ............

CCR100

CCR105
CCR115
CCR133
CCR134
CCR180
CCR185
CCR187
CCR195
CCR20

CCR205
CCR260
CCR265
CCR270
CCR275
CCR280
CCR285
CCR290
CCR25

Tier 1 (Core) Capital Requirement (25 x 4%) ....................................................... CCR27

OTS Form 1313

- 37 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule CCR – Consolidated Capital Requirement
(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou

TOTAL RISK-BASED CAPITAL REQUIREMENT:
Tier 1 (Core) Capital (20).......................................................................................
Tier 2 (Supplementary) Capital:
Unrealized Gains on Available-for-Sale Equity Securities ......................................
Qualifying Subordinated Debt and Redeemable Preferred Stock...........................
Other Equity Instruments .......................................................................................
Allowances for Loan and Lease Losses.................................................................
Other .....................................................................................................................
Tier 2 (Supplementary) Capital (302 + 310 + 340 + 350 + 355) ............................

CCR30
CCR302
CCR310
CCR340
CCR350
CCR355
CCR33

Allowable Tier 2 (Supplementary) Capital ........................................................... CCR35
Equity Investments and Other Assets Required to be Deducted ............................. CCR370
Deduction for Low-Level Recourse and Residual Interests ..................................... CCR375
Total Risk-based Capital (30 + 35 – 370 – 375).................................................... CCR39
Risk-Weight Categories
0% Risk-Weight:
Cash ......................................................................................................................
Securities Backed by Full Faith and Credit of U.S. Government ............................
Notes and Obligations of FDIC, Including Covered Assets ....................................
Other .....................................................................................................................
Total (400 + 405 + 409 + 415) ...............................................................................
0% Risk-Weight Total (420 x 0%) .........................................................................

CCR400
CCR405
CCR409
CCR415
CCR420
CCR40

20% Risk-Weight:
Mortgage and Asset-Backed Securities Eligible for 20% Risk Weight ....................
Claims on FHLBs ..................................................................................................
General Obligations of State and Local Governments ...........................................
Claims on Domestic Depository Institutions ...........................................................
Other .....................................................................................................................
Total (430 + 435 + 440 + 445 + 450) .....................................................................
20% Risk-Weight Total (455 x 20%) .....................................................................

CCR430
CCR435
CCR440
CCR445
CCR450
CCR455
CCR45

50% Risk-Weight:
Qualifying Single-Family Residential Mortgage Loans ...........................................
Qualifying Multifamily Residential Mortgage Loans ................................................
Mortgage and Asset-Backed Securities Eligible for 50% Risk Weight ....................
State and Local Revenue Bonds ...........................................................................
Other .....................................................................................................................
Total (460 + 465 + 470 + 475 + 480) .....................................................................
50% Risk-Weight Total (485 x 50%) .....................................................................

CCR460
CCR465
CCR470
CCR475
CCR480
CCR485
CCR50

OTS Form 1313

- 38 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule CCR – Consolidated Capital Requirement

TOTAL RISK-BASED CAPITAL REQUIREMENT: – continued

Lines

(Report in Thousands of Dollars)
Bil
Mil
Thou

100% Risk-Weight:
Securities Risk Weighted at 100% (or More) Under the RatingsCCR501
Based
Approach
.......................................................................................................
All Other
Assets
.............................................................................. CCR506
Total (501 + 506) ............................................................................ CCR510
100% Risk-Weight Total (510 x 100%) .......................................... CCR55
Amount of Low-Level Recourse and Residual Interests Before
CCR605
Risk-Weighting
Risk-Weighted.........................................................................................................
Assets for Low-Level Recourse and Residual
Interests
(605 x 12.50) .................................................................................. CCR62
Assets to Risk-Weight (420 + 455 + 485 + 510 + 605) ..................
Subtotal Risk-Weighted Assets (40 + 45 + 50 + 55 + 62) .............
Excess Allowances for Loan and Lease Losses .............................
Total Risk-Weighted Assets (75 – 530) .........................................
Total Risk-Based Capital Requirement (78 x 8%) .......................

CCR64
CCR75
CCR530
CCR78
CCR80

CAPITAL AND PROMPT CORRECTIVE ACTION RATIOS:
Tier 1 (Core) Capital Ratio ..............................................................
(Tier 1 (Core) Capital ÷ Adjusted Total Assets)

CCR810

Total Risk-Based Capital Ratio .......................................................
(Total Risk-Based Capital ÷ Risk-Weighted Assets)

CCR820

Tier 1 Risk-Based Capital Ratio ......................................................
((Tier 1 (Core) Capital – Deduction for Low-level Recourse and
Residual
Interests) ÷ Risk-Weighted Assets)

CCR830

Tangible Equity Ratio .....................................................................
((Tangible Capital + Cumulative Perpetual Preferred Stock) ÷
Tangible Assets)

CCR840

OTS Form 1313

- 39 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association ____________________
Docket Number _________________

Schedule FV – Consolidated Assets and Liabilities
Measured at Fair Value on a Recurring Basis

Report Date _______________ , 2011

The following data are required from thrifts with total assets greater than $10 billion.
Fair Value Measurements
Level 3

Level 1

Level 2

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Lines

Lines

Lines

Bil

Mil

Thou

Bil

Mil

Thou

Bil

Mil

Total
Thou

Bil

Mil

Thou

Assets
Federal Funds Sold and Securities
Purchased Under Agreements to Resell ..
Less: Amounts Netted ..........................
Total, After Netting.............................

FV111

FV112

FV113

FV11
FV114
FV12

Trading Securities ....................................
Less: Amounts Netted..........................
Total, After Netting.............................

FV131

FV132

FV133

FV13
FV134
FV14

Available-for-Sale Securities ....................
Less: Amounts Netted..........................
Total, After Netting.............................

FV151

FV152

FV153

FV15
FV154
FV16

Loans and Leases ...................................
Less: Amounts Netted..........................
Total, After Netting.............................

FV211

FV212

FV213

FV21
FV214
FV22

Mortgage Servicing Rights ........................
Less: Amounts Netted..........................
Total, After Netting.............................

FV241

FV242

FV243

FV24
FV244
FV25

Derivative Assets .....................................
Less: Amounts Netted..........................
Total, After Netting.............................

FV261

FV262

FV263

FV26
FV264
FV27

All Other Financial Assets ........................
Less: Amounts Netted..........................
Total, After Netting.............................

FV311

FV312

FV313

FV31
FV314
FV32

FV41

FV42

FV43

FV44
FV46
FV48

Total Assets Measured at Fair Value
on a Recurring Basis ...........................
Less: Amounts Netted .......................
Total, After Netting.............................

OTS Form 1313

- 40 -

Proposed March 2011

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association ____________________
Docket Number _________________

Schedule FV – Consolidated Assets and Liabilities
Measured at Fair Value on a Recurring Basis

Report Date _______________ , 2011

Fair Value Measurements
Level 3

Level 1

Level 2

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Lines

Lines

Lines

Bil

Mil

Thou

Bil

Mil

Thou

Bil

Mil

Total
Thou

Bil

Mil

Thou

Liabilities
Federal Funds Purchased and Securities
Sold Under Agreements to Repurchase ..

FV511

FV512

FV513

FV51

Less: Amounts Netted.. ........................

FV514

Total, After Netting.............................

FV52

Deposits ..........................................................................
FV531

FV532

FV533

FV53

Less: Amounts Netted ............................

FV534

Total, After Netting ...............................

FV54

Subordinated Debentures ................................................
FV611

FV612

FV613

FV61

Less: Amounts Netted ............................

FV614

Total, After Netting ...............................

FV62

Other Borrowings .............................................................
FV631

FV632

FV633

FV63

Less: Amounts Netted ............................

FV634

Total, After Netting ...............................

FV64

Derivative Liabilities .........................................................
FV651

FV652

FV653

FV65

Less: Amounts Netted ............................

FV654

Total, After Netting ...............................

FV66

All Other Financial Liabilities ............................................
FV711

FV712

FV713

FV71

Less: Amounts Netted ............................

FV714

Total, After Netting ...............................

FV72

Total Liabilities Measured at Fair Value
on a Recurring Basis ...........................

FV81

FV82

FV83

FV84

Less: Amounts Netted .......................

FV86

Total, After Netting.............................

FV88

OTS Form 1313

- 41 -

Proposed March 2011

Office of Thrift Supervision
2011 Thrift Financial Report

For informational purposes only:
not for data entry

Association ____________________
Docket Number _________________
Report Date _______________ , 2011

Schedule RM – Annual Supplemental Consolidated Data on Reverse
Mortgages
Lines

Do you have any reverse mortgage loan activity for the calendar year
to report in this Schedule? .............................................................................

RM010

YES

Bill

NO

Mil

Thou

Amount of Mortgage Loans Outstanding:
Home Equity Conversion Mortgage Loans .................................................................................. RM110
Proprietary (Non-HECM) Reverse Mortgage Loans .................................................................... RM112
Annual Interest Income from:
Home Equity Conversion Mortgage Loans ................................................................................... RM310
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM312
Number of referrals over the calendar year to another lender from whom you received
compensation for services performed for the lender in connection with the lender’s origination
of the reverse mortgage:
Home Equity Conversion Mortgage Loans .................................................................................... RM330
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM332

(Actual Number)

Bill

Mil

Thou

Annual Origination Fee Income from:
Home Equity Conversion Mortgage Loans .................................................................................... RM420
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM422
Commitments Outstanding to Originate Mortgages Secured by:
Home Equity Conversion Mortgage Loans .................................................................................... RM510
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM512
Annual Mortgage Loans Disbursed for Permanent Loans on:
Home Equity Conversion Mortgage Loans .................................................................................... RM610
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM612
Annual Loans and Participations Purchased Secured By:
Home Equity Conversion Mortgage Loans..................................................................................... RM620
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM622
Annual Loans and Participations Sold Secured By:
Home Equity Conversion Mortgage Loans .................................................................................... RM630
Proprietary (Non-HECM) Reverse Mortgage Loans ...................................................................... RM632

OTS Form 1313

- 42 -

Proposed March 2011

Office of Thrift Supervision
2011 Thrift Financial Report

For informational purposes only:
not for data entry

Association _______________________
Docket Number ____________________
Report Date __________________ , 2011

Schedule VIE – Assets and Liabilities of Consolidated Variable
Interest Entities (VIEs)
Securitization
Vehicles

ABCP
Conduits

(Report in Thousands of Dollars)

Lines

Bil

Mil

Thou

(Report in Thousands of Dollars)

Lines

Dollars)Mil Thou
Bil

Other VIEs
(Report in Thousands of Dollars)

Lines

Bil

Mil Thou

Assets of consolidated variable interest
entities (VIEs) that can be used only to
settle obligations of consolidated VIEs:
Cash and balances due from depository
institutions…………………………………….
Held-to-maturity securities ……………………
Available-for-sale securities …………………..
Securities purchased under agreements to
resell ..........................................................
Loans and leases held for sale………………
Loans and leases, net of unearned income..
Less: Allowance for loan and lease losses ..
Trading assets (other than derivatives)…….
Derivative trading assets…..…………………
Other real estate owned……………………...
Other assets…………………………………….
Liabilities of consolidated VIEs for which
creditors do not have recourse to the
general credit of the reporting bank:
Securities sold under agreements to
repurchase ....................................................
Derivative trading liabilities ……………………
Commercial paper ...........................................
Other borrowed money
(exclude commercial paper).........................
Other liabilities .................................................
All other assets of consolidated VIEs
(not included in VIE115 through VIE349
above) ...........................................................
All other liabilities of consolidated VIEs
(not included in VIE490 through VIE697
above) ...........................................................

OTS Form 1313

VIE115
VIE116
VIE117

VIE215
VIE216
VIE217

VIE315
VIE316
VIE317

VIE121
VIE125
VIE135
VIE138
VIE140
VIE143
VIE146
VIE149

VIE221
VIE225
VIE235
VIE238
VIE240
VIE243
VIE246
VIE249

VIE321
VIE325
VIE335
VIE338
VIE340
VIE343
VIE346
VIE349

VIE490
VIE496
VIE492

VIE590
VIE596
VIE592

VIE690
VIE696
VIE692

VIE495
VIE497

VIE595
VIE597

VIE695
VIE697

VIE499

VIE599

VIE699

VIE400

VIE500

VIE600

- 43 -

Proposed March 2011

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.
3.
4.

Schedule CMR — Consolidated Maturity/Rate

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS
FIXED-RATE, SINGLE-FAMILY, FIRST MORTGAGE
LOANS & MORTGAGE-BACKED SECURITIES
30-Year Mortgages and MBS:
Mortgage Loans ............................................................................................
WARM ..............................................................................................................
WAC...................................................................................................................
$ of Which Are FHA or VA Guaranteed ......................................
Securities Backed By Conventional Mortgages ........................
WARM ..............................................................................................................
Wtd Avg Pass-Thru Rate......................................................................
Securities Backed by FHA or VA Mortgages ..............................
WARM ..............................................................................................................
Wtd Avg Pass-Thru Rate......................................................................
15- Year Mortgages and MBS:
Mortgage Loans ............................................................................................
WAC...................................................................................................................
Mortgage Securities ....................................................................................
Wtd Avg Pass-Thru Rate......................................................................

Coupon
Less Than 5%
CMR001

CMR002

months

•

CMR011

%

6.00 to 6.99%

$

CMR003

CMR007

months

•

CMR012

%

$

CMR004

CMR008

months

•

CMR013

%

8.00% & Above

$

CMR005

CMR009

months

•

CMR014

%

$

CMR010

months

•

CMR015

$

CMR017

$

CMR018

$

CMR019

$

CMR020

$

CMR026

$

CMR027

$

CMR028

$

CMR029

$

CMR030

$

CMR031

months

•

CMR036

CMR046

•

CMR076

$

CMR111

CMR116

%
months

$
%

$
•

%
months

•

•
$

%
months

$
%

$
•

%
months

CMR118

%

$
%
months

$
%

$
•

%
months

•

•
$

%
months

$
•

%

$
%
months

•

%

•

%

•

%

$

CMR075

$

CMR085

CMR090

months

$

CMR105

CMR110

•

months

CMR060

CMR100

•

%

•

%

$

CMR115

CMR120

CMR125

%

$

CMR055

CMR080

•

CMR104

CMR119

%

%

months

•

CMR040

CMR070

CMR089

CMR114

%

$

CMR084

CMR035

CMR050

months

CMR074

CMR109

%

$

CMR059

CMR099

•

•

CMR054

CMR079

•

months

CMR039

CMR069

•

CMR103

CMR113

%

$

CMR088

Total Fixed-Rate, Single-Family, First Mortgage Loans and Mortgage-Backed Securities
-44-

•

CMR083

CMR034

CMR049

months

CMR073

CMR108

%

$

CMR058

CMR098

•

•

CMR053

CMR078

•

CMR102

CMR117

%

months

CMR038

CMR068

CMR087

CMR112

%

$

CMR082

CMR033

CMR048

months

CMR072

CMR107

%

$

CMR057

CMR097

•

•

CMR052

CMR077

•

CMR101

CMR106

%

months

CMR037

CMR067

•

CMR081

CMR096

%

$

CMR071

CMR032

CMR047

months

CMR056

CMR066

%

$

CMR051

Balloon Mortgages and MBS:
Mortgage Loans ............................................................................................
WAC...................................................................................................................

OTS Form 1313 Rev. March 2010

7.00 to 7.99%

CMR016

CMR086

WARM (of Loans & Securities) ............................................................

$

CMR006

WARM (of Loans & Securities) ............................................................

Mortgage Securities ....................................................................................
Wtd Avg Pass-Thru Rate......................................................................

5.00 to 5.99%

months

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 201

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS---Continued
Current Market Index ARMs
by Coupon Reset Frequency

ADJUSTABLE-RATE, SINGLE-FAMILY, FIRST MORTGAGE
LOANS & MORTGAGE-BACKED SECURITIES
Teaser ARMs
Balances Currently Subject to Introductory Rates ......................
WAC ............................................................................................................
Non-Teaser ARMs
Balances of All Non-Teaser ARMs.................................................
Wtd Avg Margin ......................................................................................
WAC ............................................................................................................
WARM ........................................................................................................
Wtd Avg Time Until Next Payment Reset ...................................

6 Mo or Less

CMR141

CMR156

7 Mo to 2 Yrs

$

CMR142

•

CMR146

%

$
•

CMR166
CMR171
CMR176

bp

CMR162

%

CMR167

months

CMR172

months

CMR177

2 + Yrs to 5 Yrs

$

CMR143

•

CMR147

CMR157

CMR161

Lagging Market Index ARMs
by Coupon Reset Frequency

%

$
•

$

bp

CMR163

%

CMR168

months

CMR173

months

CMR178

CMR144

•

CMR148

CMR158

1 Month

%

$
•

$

CMR145

•

CMR149

CMR159

bp

CMR164

%

CMR169

2 Mo to 5 Yrs

%

$

CMR160

•

bp

CMR165

%

CMR170

6 Mo or Less

Balances W/Coupon Within 200 bp of Lifetime Cap ..................
Wtd Avg Distance from Lifetime Cap ............................................
Balances W/Coupon 201-400 bp from Lifetime Cap .................
Wtd Avg Distance from Lifetime Cap ............................................
Balances W/Coupon Over 400 bp from Lifetime Cap ...............
Wtd Avg Distance from Lifetime Cap .............................................
Balances Without Lifetime Cap...........................................................
ARM Cap & Floor Detail
Balances Subject to Periodic Rate Caps ........................................
Wtd Avg Periodic Rate Cap (in basis points) .............................
Balances Subject to Periodic Rate Floors ......................................

MBS Included in ARM Balances........................................................
OTS Form 1313 Rev. March 2010

CMR186

$
$
$

CMR175

months

months

months

CMR180

months

CMR211

$

CMR221

$
bp

CMR226

bp

CMR217
CMR212

$

CMR222

$
bp

CMR227

CMR185

1 Month

CMR189

bp
$

$

bp

CMR218
CMR213

$

CMR223

$
bp

CMR228

CMR190

bp
$
$

CMR214

$

CMR224

$
bp

CMR229

bp
$
bp

CMR205
CMR210

bp

CMR219

$

CMR195
CMR200

bp

CMR204
CMR209

$

2 Mo to 5 Yrs

$

CMR194
CMR199

bp

CMR203
CMR208

$

bp

months

$

CMR193
CMR198

bp

CMR202
CMR207

bp

CMR216

$

$
bp

CMR220
CMR215

$

CMR225

$
bp

CMR230

CMR231

$

CMR232

$

CMR233

$

CMR234

$

CMR235

$

CMR241

$

CMR242

$

CMR243

$

CMR244

$

CMR245

$

-45-

%

Lagging Market Index ARMs
by Coupon Reset Frequency

CMR188

bp

•

$

CMR179

2 + Yrs to 5 Yrs

$

CMR192
CMR197

bp

CMR201
CMR206

CMR187

bp

CMR191
CMR196

7 Mo to 2 Yrs

%

CMR174

Current Market Index ARMs
by Coupon Reset Frequency

ARM Balances by Distance to Lifetime Cap

•

months

Total Adjustable-Rate, Single-Family, First Mortgage Loans & Mortgage-Backed Securities ......................................................................................

MEMO ITEMS FOR ALL ARMS (Reported at CMR185):

$

CMR150

INSTRUCTIONS

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Schedule CMR — Consolidated Maturity/Rate

ASSETS---Continued
MULTIFAMILY & NONRESIDENTIAL
MORTGAGE LOANS & SECURITIES
Adjustable-Rate:
Balances .........................................................................
WARM ..............................................................................
Remaining Term to Full Amortization ...........
Rate Index Code........................................................
Margin ..............................................................................
Reset Frequency .......................................................
MEMO: ARMs within 300 bp of Life Cap
Balances ......................................................................
WA Distance to Lifetime Cap (bp) ...............
Fixed-Rate:
Balances .........................................................................
WARM ..............................................................................
Remaining Term to Full Amortization ...........
WAC ..................................................................................

Balloons
CMR261

Fully Amortizing

$

CMR262

CMR263

months

CMR265

months

CMR267

CMR271

bp

CMR270

months

CMR272

$

CMR274

CMR275

CMR281

months

bp

$
months

CMR285

bp
months

$

CMR276

CMR282

CMR283

bp

$

CMR284

months

months

•

CMR287

CMR291

%

$

•

CMR288

%

Fixed Rate
CMR292

months

CMR294

CMR297

bp

CMR298

CMR299

months

CMR293

$
months

CMR295

•

OTS Form 1313 Rev. March 2010

$

Fixed Rate
CMR312

months

$

Fixed Rate
CMR326

CMR327

months

CMR328

CMR329

bp

CMR330

CMR331

months

$
months

•

%

CMR333

CMR314

bp

months

CMR319

months

•

CMR318

-46-

Adjustable Rate
CMR335

$

Fixed Rate
CMR336

months

CMR338

CMR341

bp

CMR342

CMR343

months

CMR337

$
months

CMR339

MORTGAGE-DERIVATIVE
High Risk
SECURITIES--BOOK VALUE
Collateralized Mortgage Obligations:
Floating Rate ........................................... CMR351 $
Fixed Rate:
Remaining WAL<=5 Years .......... CMR353 $
Remaining WAL 5-10 Years ....... CMR355 $
Remaining WAL Over 10 Years CMR357 $
Superfloaters ........................................... CMR359 $
Inverse Floaters & Super POs ...... CMR361 $
Other ............................................................. CMR363 $

•

%

Low Risk
CMR352

$

CMR354

$

CMR356

$

CMR364

$

CMR365

$

CMR366

$

CMR367

$

CMR368

$

$

CMR370

$

Stripped Mortgage-Backed Securities:

$

CMR315
CMR317

CONSUMER LOANS
Balances .....................................................
WARM ..........................................................
Rate Index Code ...................................
Margin in Col 1; WAC in Col 2 ......
Reset Frequency ...................................

CMO Residuals:
Fixed Rate .................................................
Floating Rate ...........................................

Adjustable Rate
CMR313

Adjustable Rate
CMR325

%

SECOND MORTGAGE LOANS & SECURITIES
CMR311

COMMERCIAL LOANS
Balances .....................................................
WARM ..........................................................
Margin in Col 1; WAC in Col 2 ......
Reset Frequency ...................................
Rate Index Code ...................................

CMR268

CMR269

CMR273

$

CMR264

Adjustable Rate

Balances .........................................................................
WARM ..............................................................................
Rate Index Code........................................................
Margin in Col 1; WAC in Col 2 ..........................
Reset Frequency .......................................................

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS---CONTINUED

CONSTRUCTION & LAND LOANS
Balances .........................................................................
WARM ..............................................................................
Rate Index Code........................................................
Margin in Col 1; WAC in Col 2 ..........................
Reset Frequency .......................................................

1.
2.

%

Interest-Only MBS .............................
WAC ...........................................................
Principal-Only MBS ..........................
WAC ...........................................................
Total Mortgage-Derivative
Securities--Book Value ...............

CMR369

•

CMR371
CMR373

$

$

CMR372
CMR374

•

CMR375

CMR377

%
%

CMR376

CMR378

•

%

•

%

$

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.
3.
4.

Schedule CMR — Consolidated Maturity/Rate

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS - Continued
MORTGAGE LOANS SERVICED FOR OTHERS
Fixed-Rate Mortgage Loan Servicing
Balances Serviced ...................................................................
WARM ...........................................................................................
Wtd Avg Servicing Fee .......................................................
Total # of Fixed-Rate Loans Serviced That Are:
Conventional Loans..............................................................
FHA/VA Loans .........................................................................
Subserviced by Others .......................................................

Coupon of Fixed-Rate Mortgages Serviced for Others
Less Than 5%
CMR401
CMR406

5.00 to 5.99%

$

CMR402

months

CMR407

CMR411

bp

CMR412

CMR421

loans

CMR422

loans

CMR423

loans

$

CMR403

7.00 to 7.99%

$

CMR404

months

CMR408

months

CMR409

bp

CMR413

bp

CMR414

8.00% & Above

$

CMR405

$

months CMR410

bp

months

bp

CMR415

Index on Serviced Loan

Adjustable-Rate Mortgage Loan Servicing

Current Market

Balances Serviced ...................................................................
WARM ...........................................................................................
Wtd Avg Servicing Fee .......................................................

6.00 to 6.99%

CMR431
CMR433
CMR435

$

Lagging Market
CMR432

$

months CMR434

bp

months

CMR436

bp

Total # of Adjustable-Rate Loans Serviced ....................
Of Which, Number Subserviced By Others ....................

Total Balances of Mortgage Loans Serviced for Others ..................................................................................................................................................

CMR450

Balances

CASH, DEPOSITS, & SECURITIES

CMR441

loans

CMR442

loans

$

WAC

WARM

Cash, Non-Interest-Earning Demand Deposits, Overnight Fed Funds, Overnight Repos ...............................

CMR461

$

Equity Securities Carried at Fair Value ............................................................................................................................................

CMR464

$

Zero-Coupon Securities ..............................................................................................................................................................................

CMR470

$

CMR471

•

%

CMR472

months

Government and Agency Securities ...................................................................................................................................................

CMR473

$

CMR474

•

%

CMR475

months

Term Fed Funds, Term Repos, and Interest-Earning Deposits ........................................................................................

CMR476

$

CMR477

•

%

CMR478

months

Other (Munis, Mortgage-Backed Bonds, Corporate Securities, Commercial Paper, Etc.)...............................

CMR479

$

CMR480

•

%

CMR481

months

CMR490

$

Total Cash, Deposits, & Securities (includes on-balance-sheet items that are
in supplemental reporting and are not included above)
OTS Form 1313 Rev. March 2010

-47-

...................................

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report
Schedule CMR — Consolidated Maturity/Rate

ASSETS - Continued

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS-Continued

ITEMS RELATED TO MORTGAGE LOANS & SECURITIES
Nonperforming Loans ......................................................................
Accrued Interest Receivable .........................................................
Advances for Taxes and Insurance ...........................................
Less: Unamortized Yield Adjustments ......................................
Valuation Allowances ...........................................................
Unrealized Gains (Losses) ............................................................

1.
2.

MEMORANDA ITEMS

CMR501

$

CMR502

$

CMR503

$

CMR504

$

CMR507

$

CMR508

$

Mortgage “Warehouse” Loans Reported as Mortgage
Loans at SC26 .........................................................................................................
Loans Secured by Real Estate Reported as Nonmortgage Loans
at SC31 .........................................................................................................................
Market Value of Equity Securities & Mutual Funds Rpt’d at CMR464:
Equity Securities & Non-Mortgage-Related Mutual Funds ...................
Mortgage-Related Mutual Funds .....................................................................

ITEMS RELATED TO NONMORTGAGE LOANS & SECURITIES
Nonperforming Loans ...................................................................... CMR511 $
Accrued Interest Receivable ......................................................... CMR512 $
Less: Unamortized Yield Adjustments ...................................... CMR513 $
Valuation Allowances ........................................................... CMR516 $
Unrealized Gains (Losses) ............................................................ CMR517 $
REAL ESTATE HELD FOR INVESTMENT..............................

CMR520

$

Mortgage Loans Serviced by Others:
Fixed-Rate Mortgage Loans Serviced ...........................................................
Wtd Avg Servicing Fee......................................................................................
Adjustable-Rate Mortgage Loans Serviced .................................................
Wtd Avg Servicing Fee......................................................................................

REPOSSESSED ASSETS ...............................................................

CMR525

$

Credit Card Balances Expected to Pay Off in Grace Period ...................

CMR530

$

CMR535

$

EQUITY INVESTMENTS NOT CARRIED
AT FAIR VALUE .....................................................
OFFICE PREMISES AND EQUIPMENT ...................................

ITEMS RELATED TO CERTAIN INVESTMENT SECURITIES
Unrealized Gains (Losses) ............................................................ CMR538
Less: Unamortized Yield Adjustments ...................................... CMR539
Valuation Allowances ........................................................... CMR540

$
$
$

OTHER ASSETS
Servicing Assets, Interest-Only Strip Receivables,
and Certain Other Instruments ..................................................
Miscellaneous I ...................................................................................
Miscellaneous II .................................................................................

CMR541

$

CMR543

$

CMR544

$

TOTAL ASSETS ..........................................

CMR550

$

OTS Form 1313 Rev. March 2010

-48-

CMR578

$

CMR580

$

CMR582

$

CMR584

$

CMR586

$

CMR587
CMR588

bp

$

CMR589

CMR590

bp

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

LIABILITIES
FIXED-RATE, FIXED-MATURITY DEPOSITS

Early Withdrawals
During Quarter

Original Maturity in Months

Balances by Remaining Maturity:
Balances Maturing in 3 Months or Less...................................
WAC ............................................................................................................
WARM ........................................................................................................
Balances Maturing in 4 to 12 Months ........................................
WAC ............................................................................................................
WARM ........................................................................................................

12 or Less
CMR601

$

CMR602

•

CMR605
CMR608

CMR615

13 to 36

%

$

CMR622

%

Balances Maturing in 13 to 36 Months ...................................................................................
WAC...........................................................................................................................................................
WARM ......................................................................................................................................................

$
%
months

$

CMR636

%
months

Balances Maturing in 37 or More Months .............................................................................................................................
WAC ..........................................................................................................................................................................................................
WARM ......................................................................................................................................................................................................

•

CMR610

$
•

CMR624

$
•

CME637

Balances in Brokered Deposits .....................................................

CMR650

$

CMR653

$

CMR651

$

$
•

Balances in New Accounts...............................................................
OTS Form 1313 Rev. March 2010

CMR656

CMR659

months

CMR654

$

$

CMR657

CMR644

CMR660

-49-

$

CMR652

$

CMR655

$

CMR658

CMR661

..................................................

CMR633

$

..................................................

CMR642

$

months

37 or More

months

$

%

Deposits with Early-withdrawal Penalties Stated
in Terms of Months of Forgone Interest:
Balances Subject to Penalty ........................................................
Penalty in Months of Forgone Interest...................................
(expressed to two decimal places; e.g., x.xx)

CMR618

months

CMR643

13 to 36

..................................................

%

Original Maturity in Months
12 of Less

$

%

Total Fixed-rate, Fixed-maturity Deposits:...........................................................................................................................................................................

Memo: Fixed-rate, Fixed-maturity Deposit
Detail:

CMR604

months

CMR635

CMR641

..................................................
%
months

CMR621

CMR632

•

CMR634

$

CMR607

CMR617

•

CMR623

CMR631

%
months

CMR620

months

CMR603

•

CMR609

CMR616

•

CMR619

$

CMR606

months

37 or More

months

$

CMR645

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

LIABILITIES-Continued

FIXED-RATE, FIXED-MATURITY:
FHLB ADVANCES, OTHER BORROWINGS,
REDEEMABLE PREFERRED STOCK,
& SUBORDINATED DEBT
Balances by Coupon Class:
Under 3.00% .........................................................
3.00 to 3.99% .......................................................
4.00 to 4.99% .......................................................
5.00 to 5.99% .......................................................
6.00 to 6.99% .......................................................
7.00 to 7.99% .......................................................
8.00 to 8.99% .......................................................
9.00% and Above ..............................................
WARM .........................................................................

Remaining Maturity
0 to 3 Months

4 to 36 Months

Over 36 Months

CMR675

$

CMR676

$

CMR677

$

CMR679

$

CMR680

$

CMR681

$

CMR683

$

CMR684

$

CMR685

$

CMR687

$

CMR688

$

CMR689

$

CMR691

$

CMR692

$

CMR693

$

CMR695

$

CMR696

$

CMR697

$

CMR699

$

CMR700

$

CMR701

$

CMR703

$

CMR704

$

CMR705

$

CMR711

months CMR712

months CMR713

................................
................................
................................
................................
................................
................................
................................
................................
months

Total Fixed-Rate, Fixed-Maturity Borrowings ...........................................................................................

Memo: Book Value of Redeemable Preferred Stock ...............................

OTS Form 1313 Rev. March 2010

CMR755

$

-50-

WAC

CMR715

$

CMR678

•

%

CMR682

•

%

CMR686

•

%

CMR690

•

%

CMR694

•

%

CMR698

•

%

CMR702

•

%

CMR706

•

%

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

INSTRUCTIONS

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.
3.
4.

Schedule CMR — Consolidated Maturity/Rate

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

LIABILITIES (Con’t.), NONCONTROLLING INTEREST, & CAPITAL
NON-MATURITY DEPOSITS
Transaction Accounts ...............................................................................................................................
Money Market Deposit Accounts (MMDAs) ................................................................................
Passbook Accounts ....................................................................................................................................
Noninterest-Bearing Nonmaturity Deposits.................................................................................
ESCROW ACCOUNTS
Escrows for Mortgages Held in Portfolio.......................................................................................
Escrows for Mortgages Serviced for Others...............................................................................
Other Escrows ...............................................................................................................................................

Total Balances

Balances in New
Accounts

WAC

CMR762

$

CMR763

•

% ........................................................

CMR764

$

CMR765

$

CMR766

•

% ........................................................

CMR767

$

CMR768

$

CMR769

•

% ........................................................

CMR770

$

CMR771

$

...................................................................................................

CMR773

$

Total Balances

WAC

CMR775

$

CMR776

•

%

CMR777

$

CMR778

•

%

CMR779

$

CMR780

•

%

TOTAL NONMATURITY DEPOSITS & ESCROW ACCOUNTS ................

CMR781

$

UNAMORTIZED YIELD ADJUSTMENTS ON DEPOSITS .................................................

CMR782

$

UNAMORTIZED YIELD ADJUSTMENTS ON BORROWINGS ......................................

CMR784

$

CMR785

$

CMR786

$

CMR787

$

CMR790

$

OTHER LIABILITIES
Collateralized Mortgage Securities Issued ..................................................................................
Miscellaneous I .............................................................................................................................................
Miscellaneous II ............................................................................................................................................
TOTAL LIABILITIES (includes on-balance-sheet items that are
in supplemental reporting and are not included above)

...................

CMR793 $
NONCONTROLLING INTERESTS IN CONSOLIDATED SUBSIDIARIES ...........................................

EQUITY CAPITAL .........................................................................................................................................

CMR796

$

TOTAL LIABILITIES AND EQUITY CAPITAL .................... ..................................

CMR800

$

OTS Form 1313 Rev. March 2010

-51-

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
See Instructions for Details on Specific Items

Financial Derivatives and Off-Balance-Sheet Positions
[1]

[2]

Contract Code

Notional Amount

[3]

[4]

Maturity or Fees

[5]

Price/Rate #1

Price/Rate #2

Position 1..........................................................................................
Position 2..........................................................................................
Position 3..........................................................................................
Position 4..........................................................................................

CMR801

CMR802

$

CMR803

$

CMR804

•

CMR805

•

CMR806

CMR807

$

CMR808

$

CMR809

•

CMR810

•

CMR811

CMR812

$

CMR813

$

CMR814

•

CMR815

•

CMR816

CMR817

$

CMR818

$

CMR819

•

CMR820

•

Position 5..........................................................................................
Position 6..........................................................................................
Position 7..........................................................................................
Position 8..........................................................................................

CMR821

CMR822

$

CMR823

$

CMR824

•

CMR825

•

CMR826

CMR827

$

CMR828

$

CMR829

•

CMR830

•

CMR831

CMR832

$

CMR833

$

CMR834

•

CMR835

•

CMR836

CMR837

$

CMR838

$

CMR839

•

CMR840

•

Position 9..........................................................................................
Position 10 .......................................................................................
Position 11 .......................................................................................
Position 12 .......................................................................................

CMR841

CMR842

$

CMR843

$

CMR844

•

CMR845

•

CMR846

CMR847

$

CMR848

$

CMR849

•

CMR850

•

CMR851

CMR852

$

CMR853

$

CMR854

•

CMR855

•

CMR856

CMR857

$

CMR858

$

CMR859

•

CMR860

•

Position 13 .......................................................................................
Position 14 .......................................................................................
Position 15 .......................................................................................
Position 16 .......................................................................................

CMR861

CMR862

$

CMR863

$

CMR864

•

CMR865

•

CMR866

CMR867

$

CMR868

$

CMR869

•

CMR870

•

CMR871

CMR872

$

CMR873

$

CMR874

•

CMR875

•

CMR876

CMR877

$

CMR878

$

CMR879

•

CMR880

•

NOTE: Enter “price” or “rate” in columns 4 & 5 to
two decimal places (e.g., “price” = 102.25
or “rate” = 6.12%)

MEMO:

Reconciliation of Off-Balance-Sheet Contract Positions Reported

Reported Above at CMR801-CMR880 ..................................................................................................................................
Reported Using Supplemental Reporting .............................................................................................................................
Self-Valued & Reported Using Supplemental Reporting of Market Value Estimates ..............................

OTS Form 1313 Rev. March 2010

-52-

# of Positions
CMR901
CMR902
CMR903

INSTRUCTIONS

For informational purposes only:
not for data entry

Office of Thrift Supervision
2011 Thrift Financial Report

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

SUPPLEMENTAL REPORTING FOR ASSETS AND LIABILITIES

Entry
Number
(OAL010)

Asset/
Liability
Code
(OAL020)

OTS Form 1313 Rev. March 2010

Rate
Index
Code
(OAL030)

Balance
$000
(OAL040)

Margin/
WAC in bp
(OAL050)

Rate Reset
Frequency
(OAL060)

Months to
Full Amort/
Next Reset
(OAL070)

Remaining
Maturity
(OAL080)

Distance
to Lifetime
Cap
(OAL090)

Distance
to Lifetime
Floor
(OAL100)

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

-53-

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report
Schedule CMR — Consolidated Maturity/Rate

1.
2.
3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

SUPPLEMENTAL REPORTING OF MARKET VALUE ESTIMATES

Entry
Number
(RMV010)

Asset/
Liability
Code
(RMV020)

OTS Form 1313 Rev. March 2010

Estimated Market Value After Specified Rate Shock
Balance
$000
(RMV030)

– 300 bp
(RMV040)

– 200 bp
(RMV050)

– 100 bp
(RMV060)

-54-

No Change
(RMV070)

+ 100 bp
(RMV080)

+ 200 bp
(RMV090)

+ 300 bp
(RMV100)

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2011

Office of Thrift Supervision
2011 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
See Instructions for Details on Specific Items

SUPPLEMENTAL REPORTING FOR FINANCIAL DERIVATIVES
AND OFF-BALANCE-SHEET POSITIONS
[1]
Entry Number
(OBS010)

[2]

Contract Code
(OBS020)

Notional Amount
(OBS030)
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

OTS Form 1313 Rev. March 2010

-55-

[3]

[4]

Maturity or Fees
(OBS040)

Price/Rate #1
(OBS050)

[5]
Price/Rate #2
(OBS060)

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•

•


File Typeapplication/pdf
File TitleOTS Form 1313
AuthorCharles Brewer
File Modified2011-02-04
File Created2011-02-04

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