Reporting on Brokering Activities

ICR 201103-1405-001

OMB: 1405-0141

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2011-03-03
Supplementary Document
2011-03-03
Supplementary Document
2011-03-03
Supporting Statement A
2011-03-03
IC Document Collections
IC ID
Document
Title
Status
15021 Modified
ICR Details
1405-0141 201103-1405-001
Historical Active 201001-1405-001
STATE/AFA
Reporting on Brokering Activities
Revision of a currently approved collection   No
Regular
Approved with change 05/12/2011
Retrieve Notice of Action (NOA) 03/03/2011
OMB intends to grant approvals in one-year increments only until the Dept. of State completes its planned revision of ITAR sec. 129 and the form is made available for submission to State in a web-based, electronic format. The date should appear on the relevant page of the new web-based electronic form when available.
  Inventory as of this Action Requested Previously Approved
05/31/2012 36 Months From Approved 05/31/2011
1,515 0 600
3,030 0 1,200
0 0 0

Any person who is an arms broker operating within U.S. jurisdiction must provide an annual report to PM/DDTC, Department of State, describing his or her brokering activities.

None
None

Not associated with rulemaking

  75 FR 237 12/10/2010
76 FR 42 03/03/2011
No

1
IC Title Form No. Form Name
Reporting on Brokering Activities DS4142 DS-4142 Annual Brokering Report (22 CFR 129)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,515 600 0 915 0 0
Annual Time Burden (Hours) 3,030 1,200 0 1,830 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The Department anticipates amending the regulations pertaining to brokering in 2011, which will further provide that all registered brokers must submit an annual brokering report regardless of brokering activity

$126,000
No
No
No
No
No
Uncollected
Nicholas Memos 2026332804 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/03/2011


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