Form S-1 Registration Statement

ICR 201106-3235-007

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 201106-3235-007
Historical Inactive 201104-3235-003
SEC CF-270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Comment filed on proposed rule and continue 07/18/2011
Retrieve Notice of Action (NOA) 06/16/2011
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden.
  Inventory as of this Action Requested Previously Approved
06/30/2014 36 Months From Approved 06/30/2014
768 0 768
186,687 0 186,687
224,024,000 0 224,024,000

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 78n, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
PL: Pub.L. 111 - 203 939A Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

3235-AK18 Proposed rulemaking 76 FR 8946 02/16/2011


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

The proposals in Release No. 33-9186 would remove references to credit ratings and replace them with alternate criteria pursuant to Section 939A of the Dodd-Frank Act. The increase in the burden associated with Form S-1 is the result of an estimate that if the proposals are adopted, certain issuers currently eligible to use Form S-3 would no longer be eligible to use the form and would instead file on Form S-1. As a result, the number of respondents on Form S-1 would increase if the proposal is adopted. The proposal would result in an annual time burden increase of 3,398 hours and an increase in the cost burden of $4,077,814 for services of outside professionals.

Blair Petrillo 202 551-3430


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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