Application and Termination Notice for Municipal Securities Dealer Principal or Representative

ICR 201107-1557-073

OMB: 1557-0307

Federal Form Document

ICR Details
1557-0307 201107-1557-073
Historical Active 200806-1550-003
TREAS/OCC
Application and Termination Notice for Municipal Securities Dealer Principal or Representative
Extension without change of a currently approved collection   No
Regular
Approved without change 07/27/2011
Retrieve Notice of Action (NOA) 07/27/2011
  Inventory as of this Action Requested Previously Approved
07/31/2014 36 Months From Approved
14 0 14
11 0 11
0 0 0

The forms collect information from certain employees of OTS supervised savings associations that act in a municipal securities dealer capacity.

US Code: 15 USC 78o-4, 78q and 78w Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  76 FR 20820 04/13/2011
76 FR 36625 06/22/2011
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 14 14 0 0 0 0
Annual Time Burden (Hours) 11 11 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

No
No
No
No
No
Uncollected
Judi McCormick 202 906-5636

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/22/2011


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