Rule 11a-2 [CFR 270.11a-2] under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.

ICR 201203-3235-016

OMB: 3235-0272

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2012-04-23
ICR Details
3235-0272 201203-3235-016
Historical Active 200904-3235-015
SEC IM-270-267
Rule 11a-2 [CFR 270.11a-2] under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.
Extension without change of a currently approved collection   No
Regular
Approved without change 07/06/2012
Retrieve Notice of Action (NOA) 04/23/2012
  Inventory as of this Action Requested Previously Approved
07/31/2015 36 Months From Approved 08/31/2012
693 0 743
1 0 1
0 0 0

Rule 11a-2 [CFR 270.11a-2] permits registered insurance company separate accounts to make offers to exchange their securities for other investment company securities without obtaining prior Commission approval.

US Code: 15 USC 80a-1 et. seq. Name of Law: Investment Company Act 1940
  
None

Not associated with rulemaking

  77 FR 8298 02/14/2012
77 FR 23514 04/19/2012
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 693 743 0 0 -50 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
Mark Cowan 202 551-6765

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/23/2012


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