OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval

OMB 3235-0272 · SEC.

OMB 3235-0272

Rule 11a-2 (CFR 270.11a-2) permits registered insurance company separate accounts to make offers to exchange their securities for other investment company securities without obtaining prior Commission approval

The latest form for Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval expires 2027-03-31 and is listed under ICR 202311-3235-015.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0272.pdf Supplementary Document
3235-0272.pdf Supplementary Document
Rule 11a-2 Supporting Statement.pdfSupporting Statement A
Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval. Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202311-3235-015 Extension without change of a currently approved collection 2024-01-22
202012-3235-009 Extension without change of a currently approved collection 2021-03-19 Approved without change
201801-3235-005 Extension without change of a currently approved collection 2018-04-13 Approved without change
201501-3235-010 Extension without change of a currently approved collection 2015-07-15 Approved without change
201203-3235-016 Extension without change of a currently approved collection 2012-04-23 Approved without change
200904-3235-015 Extension without change of a currently approved collection 2009-07-06 Approved without change
200609-3235-003 Extension without change of a currently approved collection 2006-09-25 Approved without change
200309-3235-011 Extension without change of a currently approved collection 2003-09-29 Approved without change
200009-3235-010 Extension without change of a currently approved collection 2000-09-27 Approved without change
199709-3235-005 Extension without change of a currently approved collection 1997-09-22 Approved without change
199410-3235-003 Revision of a currently approved collection 1994-10-31 Approved without change
199110-3235-014 Revision of a currently approved collection 1991-10-17 Approved without change
198904-3235-030 No material or nonsubstantive change to a currently approved collection 1989-04-06 Approved with change
198811-3235-009 Revision of a currently approved collection 1988-11-23 Approved without change
198512-3235-009 Extension without change of a currently approved collection 1985-12-27 Approved without change
198210-3235-002 New collection (Request for a new OMB Control Number) 1982-10-18 Approved without change