Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval

OMB 3235-0272

OMB 3235-0272

Rule 11a-2 (CFR 270.11a-2) permits registered insurance company separate accounts to make offers to exchange their securities for other investment company securities without obtaining prior Commission approval

The latest form for Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval expires 2021-06-30 and can be found here.

All Historical Document Collections
Extension without change of a currently approved collection 2021-03-19
Approved without change
Extension without change of a currently approved collection 2018-04-13
Approved without change
Extension without change of a currently approved collection 2015-07-15
Approved without change
Extension without change of a currently approved collection 2012-04-23
Approved without change
Extension without change of a currently approved collection 2009-07-06
Approved without change
Extension without change of a currently approved collection 2006-09-25
Approved without change
Extension without change of a currently approved collection 2003-09-29
Approved without change
Extension without change of a currently approved collection 2000-09-27
Approved without change
Extension without change of a currently approved collection 1997-09-22
Approved without change
Revision of a currently approved collection 1994-10-31
Approved without change
Revision of a currently approved collection 1991-10-17
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-04-06
Approved without change
Revision of a currently approved collection 1988-11-23
Approved without change
Extension without change of a currently approved collection 1985-12-27
Approved without change
New collection (Request for a new OMB Control Number) 1982-10-18

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