Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval

OMB 3235-0272

Rule 11a-2 (CFR 270.11a-2) permits registered insurance company separate accounts to make offers to exchange their securities for other investment company securities without obtaining prior Commission approval

The latest form for Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval expires 2021-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0272.pdf Supplementary Document
3235-0272.pdf Supplementary Document
Rule 11a-2 Supporting Statement.pdf Supporting Statement A
Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940: Offers of Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval.

All Historical Document Collections

202311-3235-015	Extension without change of a currently approved collection	2024-01-22
202012-3235-009 Approved without change	Extension without change of a currently approved collection	2021-03-19
201801-3235-005 Approved without change	Extension without change of a currently approved collection	2018-04-13
201501-3235-010 Approved without change	Extension without change of a currently approved collection	2015-07-15
201203-3235-016 Approved without change	Extension without change of a currently approved collection	2012-04-23
200904-3235-015 Approved without change	Extension without change of a currently approved collection	2009-07-06
200609-3235-003 Approved without change	Extension without change of a currently approved collection	2006-09-25
200309-3235-011 Approved without change	Extension without change of a currently approved collection	2003-09-29
200009-3235-010 Approved without change	Extension without change of a currently approved collection	2000-09-27
199709-3235-005 Approved without change	Extension without change of a currently approved collection	1997-09-22
199410-3235-003 Approved without change	Revision of a currently approved collection	1994-10-31
199110-3235-014 Approved without change	Revision of a currently approved collection	1991-10-17
198904-3235-030 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-04-06
198811-3235-009 Approved without change	Revision of a currently approved collection	1988-11-23
198512-3235-009 Approved without change	Extension without change of a currently approved collection	1985-12-27
198210-3235-002 Approved without change	New collection (Request for a new OMB Control Number)	1982-10-18