Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval

ICR 201501-3235-010

OMB: 3235-0272

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2015-07-15
ICR Details
3235-0272 201501-3235-010
Historical Active 201203-3235-016
SEC IM-270-267
Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval
Extension without change of a currently approved collection   No
Regular
Approved without change 09/16/2015
Retrieve Notice of Action (NOA) 07/15/2015
  Inventory as of this Action Requested Previously Approved
09/30/2018 36 Months From Approved 09/30/2015
652 0 693
1 0 1
0 0 0

Rule 11a-2 (CFR 270.11a-2) permits registered insurance company separate accounts to make offers to exchange their securities for other investment company securities without obtaining prior Commission approval

US Code: 15 USC 80a-1 et. seq. Name of Law: Investment Company Act 1940
  
None

Not associated with rulemaking

  80 FR 3672 01/23/2015
80 FR 16705 03/30/2015
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 652 693 0 0 -41 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
Alberto Zapata 202 551-6944

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/15/2015


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