Form ABS-15G

ICR 201209-3235-006

OMB: 3235-0675

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2012-09-20
IC Document Collections
IC ID
Document
Title
Status
194875 Modified
ICR Details
3235-0675 201209-3235-006
Historical Inactive 201101-3235-010
SEC CF-270-620
Form ABS-15G
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 01/28/2013
Retrieve Notice of Action (NOA) 09/26/2012
OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will describe in the preamble of the final rule how the agency has maximized the practical utility of the collection and minimized the burden. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
03/31/2014 36 Months From Approved 06/30/2014
810 0 810
189,068 0 189,068
25,209,000 0 25,209,000

Disclosures regarding asset-backed securities and securitizers (i.e. issuers) as defined in Section 15G(a)(3) of the Securities Exchange Act of 1934.

US Code: 15 USC 78o-7 Name of Law: Securities Exchange Act of 1934
  
PL: Pub.L. 111 - 203 932 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

3235-AL15 Proposed rulemaking 76 FR 33420 06/08/2011

No

1
IC Title Form No. Form Name
Form ABS-15G SEC 2860 Form ABS-15G

No
No
The proposed rule amendments in Release No. 34-64514 implement Section 15E(s)(4)(A) of the Exchange Act, which was added by Section 932 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The proposed rule amendments would require an issuer or underwriter of any ABS that is to be rated by a nationally recognized statistical rating organization ("NRSRO") to furnish a Form ABS-15G on the Commission's EDGAR system containing the findings and conclusions of any third-party "due diligence report" obtained by the issuer or underwriter. Under the proposal, the disclosure would be furnished using Form ABS-15G. We estimate that the rule amendments will result in approximately 29,067 new burden hours of in-house personnel time and no increase in costs for the services of outside professionals.

$100,000
No
No
No
Yes
No
Uncollected
Eduardo Aleman 2025513646

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/26/2012


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