Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
60-day FRN (12-31-12).pdf	Supplementary Document	Uploaded 2013-03-28	Available
30 day Notice.pdf	Supplementary Document	Uploaded 2013-03-28	Available
3038-0012 SupportingStatementRevision GMartinaitis 07 25 13.doc	Supporting Statement A	Uploaded 2013-07-30	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
29021	Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures		Modified

ICR Details

OMB Control No: 3038-0012	ICR Reference No: 201212-3038-003
Status: Historical Active	Previous ICR Reference No: 200910-3038-002
Agency/Subagency: CFTC	Agency Tracking No:
Title: Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 07/30/2013
	Date Received in OIRA: 04/09/2013
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2016	36 Months From Approved
Responses	3,750	0	0
Time Burden (Hours)	1,875	0	0
Cost Burden (Dollars)	95,625	0	0

---

Abstract: This data collection is used in conjunction with large trader data from surveillance of trading on domestic exchanges.

---

Authorizing Statute(s): US Code: 7 USC 2 Name of Law: Exempt Markets
   US Code: 7 USC 6g Name of Law: Exempt Markets
   US Code: 7 USC 7 Name of Law: Exempt Markets
  

Citations for New Statutory Requirements: US Code: 7 USC 2 Name of Law: Exempt Markets
US Code: 7 USC 6g Name of Law: Exempt Markets
US Code: 7 USC 7 Name of Law: Exempt Markets

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	77 FR 77038	12/31/2012
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 16663	03/18/2013
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,750	0	0	0	0	3,750
Annual Time Burden (Hours)	1,875	0	0	0	0	1,875
Annual Cost Burden (Dollars)	95,625	0	0	0	0	95,625

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $275,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/09/2013

---