Procedures for Transportation Drug and Alcohol Testing Program

Forms and Documents

Document	Type	Status	Availability
Form DOT F 1385 Procedures for Transportation Drug and Alcohol Testing Program	Form	Modified	Repair queued
2105-0529_SS_Appendices_2013.doc	Supplementary Document	Uploaded 2013-11-15	Available
Part_40_PRA_Supporting_Statement_Nov_2013.doc	Supporting Statement A	Uploaded 2013-11-15	Available
Rev_MIS_Form.pdf	Supplementary Document	Uploaded 2011-07-26	Available
Federal_ATF.pdf	Supplementary Document	Uploaded 2011-07-26	Available
2000_FRA_Random_Rates.pdf	Supplementary Document	Uploaded 2008-06-18	Repair queued
1998_FTA_Random_Rates.pdf	Supplementary Document	Uploaded 2008-06-18	Available
1998_FMCSA_Random_Rates.pdf	Supplementary Document	Uploaded 2008-06-18	Available
1998_FAA_Random_Rates.pdf	Supplementary Document	Uploaded 2008-06-18	Available
Rev_MIS_Form.doc	Supplementary Document	Uploaded 2008-06-18	Available
Rev_Federal_ATF.doc	Supplementary Document	Uploaded 2008-06-18	Available
Part40_complete_20080109.pdf	Supplementary Document	Uploaded 2008-06-18	Repair queued
Omnibus_Act.pdf	Supplementary Document	Uploaded 2008-06-18	Repair queued
Public Law 102-143.pdf	Supplementary Document	Uploaded 2007-01-11	Repair queued

IC Document Collections

IC ID	Collection	Type	Status	Form
25092	Procedures for Transportation Drug and Alcohol Testing Program	Form	Modified

ICR Details

OMB Control No: 2105-0529	ICR Reference No: 201311-2105-003
Status: Historical Active	Previous ICR Reference No: 201107-2105-005
Agency/Subagency: DOT/OST	Agency Tracking No:
Title: Procedures for Transportation Drug and Alcohol Testing Program
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 07/09/2014
	Date Received in OIRA: 11/25/2013
Terms of Clearance: Previous terms of clearance have been satisfied.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2017	36 Months From Approved	07/31/2014
Responses	6,548,043	0	5,692,496
Time Burden (Hours)	678,986	0	584,841
Cost Burden (Dollars)	0	0	0

---

Abstract: Under the Omnibus Transportation Employee Testing Act of 1991, DOT is required to implement a drug and alcohol testing program in the Transportation industry. This specific requirement is elaborated in 49 CFR Part 40 (Procedures for Transportation Drug and Alcohol Testing Programs). The Office of Drug and Alcohol Policy and Compliance (ODAPC) regulation and associated paperwork burdens support three Department of Transportation goals the Safety Strategic Objective; the Security Measures; and the Environmental Stewardship Strategic Objective. The regulatory requirements help promote the safety of the traveling public by working toward the elimination of drug and alcohol related transportation deaths and injuries; the security of Americans by working toward ensuring that transportation employees are not hindered by drug and alcohol abuse; and protecting the natural environment by working toward reduction of drug and alcohol use being factors in toxic spills and releases

---

Authorizing Statute(s): PL: Pub.L. 102 - 143 Appendix A Name of Law: The Omnibus Transportation Employee Testing Act of 1991
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
2120-AK01	Final or interim final rulemaking	78 FR 41999	07/15/2013

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 41974	07/12/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 64262	10/28/2013
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Procedures for Transportation Drug and Alcohol Testing Program	DOT F 1385, DOT F 1380	MIS Data Collection Form ,   Breath Alcohol Testing Form

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	6,548,043	5,692,496	0	0	855,547	0
Annual Time Burden (Hours)	678,986	584,841	0	0	94,145	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a request for renewal of the previously approved information collection 2105-0529. The number of annual burden hours has increased by 94,145 hours, primarily due to the increase in the number of drug and alcohol tests being performed. The increase in the number of tests was probably due to an improving economy. 855,547 more responses were estimated when compared to the previous estimates. See item #15 for more detailed explanation.

---

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/25/2013

---