Exchange Act Rule 12f-3 - Termination or Suspension of Unlisted Trading Privileges (17 CFR 240.12f-3)

ICR 201411-3235-007

OMB: 3235-0249

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2015-03-13
ICR Details
3235-0249 201411-3235-007
Historical Active 201110-3235-018
SEC TM-270-141
Exchange Act Rule 12f-3 - Termination or Suspension of Unlisted Trading Privileges (17 CFR 240.12f-3)
Extension without change of a currently approved collection   No
Regular
Approved without change 07/27/2015
Retrieve Notice of Action (NOA) 03/13/2015
  Inventory as of this Action Requested Previously Approved
07/31/2018 36 Months From Approved 07/31/2015
18 0 15
18 0 15
0 0 0

Rule 12f-3 sets forth the information which must be included in an application by an issuer or other interested party to terminate or suspend the unlisted trading privileges extended to a security on a national securities exchange.

US Code: 15 USC 78l Name of Law: Registration requirements for securities
   US Code: 15 USC 78w(a) Name of Law: Rules, regulations, and orders; annual reports
  
None

Not associated with rulemaking

  79 FR 71461 12/02/2014
80 FR 5590 02/02/2015
No

1
IC Title Form No. Form Name
Exchange Act Rule 12f-3 - Termination or Suspension of Unlisted Trading Privileges (17 CFR 240.12f-3)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 18 15 0 0 3 0
Annual Time Burden (Hours) 18 15 0 0 3 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$293
No
No
No
No
No
Uncollected
Steve Kuan 2025515624

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/13/2015


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