Rule 23c-1 Repurchase of Securities of Closed-End Companies

ICR 201501-3235-012

OMB: 3235-0260

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2015-08-19
IC Document Collections
ICR Details
3235-0260 201501-3235-012
Historical Active 201205-3235-007
SEC IM-270-253
Rule 23c-1 Repurchase of Securities of Closed-End Companies
Extension without change of a currently approved collection   No
Regular
Approved without change 10/07/2015
Retrieve Notice of Action (NOA) 08/19/2015
  Inventory as of this Action Requested Previously Approved
10/31/2018 36 Months From Approved 10/31/2015
702 0 261
1,755 0 653
0 0 0

Rule 23c-1 sets forth the conditions governing certain repurchases of securities by closed-end funds.

US Code: 15 USC 80a Name of Law: Investment Company Act
  
None

Not associated with rulemaking

  80 FR 4598 01/28/2015
80 FR 18450 04/06/2015
No

1
IC Title Form No. Form Name
Rule 23c-1 Repurchase of Securities of Closed-End Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 702 261 0 0 441 0
Annual Time Burden (Hours) 1,755 653 0 0 1,102 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The increase in burden hours from 653 hours to 1755 hours is a result of an increase in the estimated number of closed-end funds that made securities repurchases under the rule.

$0
No
No
No
No
No
Uncollected
Andrea Magovern 202 551-6784

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/19/2015


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