Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository"

ICR 201510-3235-005

OMB: 3235-0225

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2016-03-25
ICR Details
3235-0225 201510-3235-005
Historical Active 201304-3235-009
SEC IM-270-232
Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository"
Extension without change of a currently approved collection   No
Regular
Approved without change 06/03/2016
Retrieve Notice of Action (NOA) 03/25/2016
  Inventory as of this Action Requested Previously Approved
06/30/2019 36 Months From Approved 06/30/2016
8,098 0 6,895
945 0 805
0 0 0

Rule 17f-4 specifies the conditions under which an investment company may deposit the securities it owns in a system for the central handling of securities ("securities depository").

US Code: 15 USC 80a-17(f) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  80 FR 69255 11/09/2015
81 FR 2935 01/19/2016
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8,098 6,895 0 0 1,203 0
Annual Time Burden (Hours) 945 805 0 0 140 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated total annual burden for rule 17f-4 has increased from 805 hours to 945 hours. The increase in hourly burden is attributable to an increase in the estimated number of active registered investment companies and custodians.

$0
No
No
No
No
No
Uncollected
Zeena Abdul-Rahman 202 551-4099

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/25/2016


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