Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository"

OMB 3235-0225

Rule 17f-4 specifies the conditions under which an investment company may deposit the securities it owns in a system for the central handling of securities ("securities depository").

The latest form for Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository" expires 2022-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0225 60 Day Notice 2021-27500.pdf Supplementary Document
3235-0225.pdf Supplementary Document
Rule 17f-4 (2022) Supporting Statement.pdf Supporting Statement A
Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository"

All Historical Document Collections

202112-3235-008 Approved without change	Extension without change of a currently approved collection	2022-03-09
201811-3235-013 Approved without change	Extension without change of a currently approved collection	2019-04-03
201510-3235-005 Approved without change	Extension without change of a currently approved collection	2016-03-25
201304-3235-009 Approved without change	Extension without change of a currently approved collection	2013-04-23
201007-3235-007 Approved without change	Extension without change of a currently approved collection	2010-07-08
200703-3235-002 Approved without change	Extension without change of a currently approved collection	2007-09-06
200410-3235-004 Approved without change	Extension without change of a currently approved collection	2004-10-06
200111-3235-020 Approved without change	Revision of a currently approved collection	2001-11-28
199906-3235-001 Approved without change	Extension without change of a currently approved collection	1999-06-08
199606-3235-001 Approved without change	Extension without change of a currently approved collection	1996-06-06
199307-3235-004 Approved without change	Revision of a currently approved collection	1993-07-01
199005-3235-003 Approved without change	Extension without change of a currently approved collection	1990-05-18
198707-3235-001 Approved without change	Extension without change of a currently approved collection	1987-07-14
198410-3235-014 Approved without change	Extension without change of a currently approved collection	1984-10-16
198201-3235-003 Approved without change	Reinstatement with change of a previously approved collection	1982-01-11
198111-3235-021 Approved without change	New collection (Request for a new OMB Control Number)	1981-11-06