Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository"

ICR 201811-3235-013

OMB: 3235-0225

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2019-04-03
Supplementary Document
2019-01-31
Supplementary Document
2019-01-31
ICR Details
3235-0225 201811-3235-013
Active 201510-3235-005
SEC IM-270-232
Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act of 1940, "Custody of Investment Company Assets with a Securities Depository"
Extension without change of a currently approved collection   No
Regular
Approved without change 06/25/2019
Retrieve Notice of Action (NOA) 04/03/2019
  Inventory as of this Action Requested Previously Approved
06/30/2022 36 Months From Approved 06/30/2019
7,995 0 8,098
933 0 945
0 0 0

Rule 17f-4 specifies the conditions under which an investment company may deposit the securities it owns in a system for the central handling of securities ("securities depository").

US Code: 15 USC 80a-17(f) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  83 FR 62633 12/04/2018
84 FR 2617 02/07/2019
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,995 8,098 0 0 -103 0
Annual Time Burden (Hours) 933 945 0 0 -12 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated total annual burden for rule 17f-4 has decreased from 945 hours to 933 hours. The decrease in hourly burden is attributable to a decrease in the estimated number of active registered investment companies, custodians and securities depositories.

$0
No
    No
    No
No
No
No
Uncollected
James Maclean 202 551-7794

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/03/2019


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