Information Collection

Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.

IC 34876 under ICR 201512-3235-010 · OMB 3235-0336.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0336 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC2106 Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.	Form
SEC2106 Form N-14 formn-14.pdf www.sec.gov/about/forms/formn-14.pdf	Form
EDGAR PIA_Redacted.pdf EDGAR PRIVACY IMPACT ASSESSMENT (PIA)	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 239.23

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC2106	Form N-14	formn-14.pdf	http://www.sec.gov/about/forms/formn-14.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC-1 Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935,and Investment Company Act of 1940

FR Citation: 41 FR 41550

Number of Respondents: 192

Number of Respondents for Small Entity: 1

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	192	-5	197
Annual IC Time Burden (Hours)	97,280	-6,300	103,580
Annual IC Cost Burden (Dollars)	4,498,000	-252,500	4,750,500

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PRIVACY IMPACT ASSESSMENT (PIA)	EDGAR PIA_Redacted.pdf	03/31/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.